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Innovator US Equity Power Buffer ETF October
POCT

167 hedge funds and large institutions have $605M invested in Innovator US Equity Power Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 71 increasing their positions, 28 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

860% more first-time investments, than exits

New positions opened: 48 | Existing positions closed: 5

154% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 28

125% more funds holding in top 10

Funds holding in top 10: 4 → 9 (+5)

83% more capital invested

Capital invested by funds: $330M → $605M (+$275M)

33% more funds holding

Funds holding: 126 → 167 (+41)

6.2% less ownership

Funds ownership: 83.05% → 76.85% (-6.2%)

Holders
167
Holders Change
+41
Holders Change %
+32.54%
% of All Funds
2.43%
Holding in Top 10
9
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+125%
% of All Funds
0.13%
New
48
Increased
71
Reduced
28
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCA
Stuart Chaussee & Associates
California
+$91.4M
2
GSIS
Global Strategic Investment Solutions
Arizona
+$24.4M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$12M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$10.4M
5
TC
TownSquare Capital
Utah
+$8.6M

Top Sellers

1
AllianceBernstein
AllianceBernstein
Tennessee
-$8.81M
2
EWM
Elmwood Wealth Management
California
-$1.81M
3
AAS
Avantax Advisory Services
Texas
-$942K
4
AAM
American Asset Management
Florida
-$824K
5
FMWA
Forvis Mazars Wealth Advisors
Missouri
-$792K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIA
51
Cape Investment Advisory
Georgia
$1.91M +$613K +17,600 +50%
SPC
52
Sigma Planning Corp
Michigan
$1.87M +$1.8M +51,764 New
DI
53
Diligent Investors
California
$1.82M +$592K +17,000 +51%
OWA
54
Outlook Wealth Advisors
Texas
$1.82M +$767K +22,005 +78%
CA
55
Corrado Advisors
New Jersey
$1.68M +$1.62M +46,436 New
RIS
56
Retirement Income Solutions
Michigan
$1.58M +$170K +4,866 +13%
CAL
57
Capital Analysts LLC
Pennsylvania
$1.55M +$14.3K +411 +1%
AWAG
58
ARS Wealth Advisors Group
Florida
$1.55M -$69.1K -1,983 -4%
CF
59
Centaurus Financial
California
$1.54M +$769K +22,087 +107%
BFC
60
Bedel Financial Consulting
Indiana
$1.51M – – –
SEP
61
Southland Equity Partners
Missouri
$1.5M +$27.9K +800 +2%
Cerity Partners
62
Cerity Partners
New York
$1.48M +$318K +9,117 +29%
SWM
63
Sugarloaf Wealth Management
Georgia
$1.33M +$46.2K +1,326 +4%
IA
64
IFP Advisors
Florida
$1.28M +$383K +10,983 +45%
AWS
65
Atria Wealth Solutions
New York
$1.26M +$741K +21,280 +157%
MCM
66
MAI Capital Management
Ohio
$1.21M +$814K +23,372 +229%
IAIM
67
International Assets Investment Management
Florida
$1.14M +$1.1M +31,637 New
AWM
68
Axxcess Wealth Management
California
$1.12M +$10.5K +300 +1%
ETIA
69
Epic Trust Investment Advisors
Washington
$1.09M -$9.58K -275 -0.9%
PFGIA
70
Patriot Financial Group Insurance Agency
Massachusetts
$1.09M +$283K +8,115 +37%
CRWM
71
Castle Rock Wealth Management
California
$1.05M +$194K +5,575 +24%
OMC
72
Old Mission Capital
Illinois
$1.03M +$998K +28,647 New
FFN
73
Focus Financial Network
Minnesota
$1M -$7.98K -229 -0.8%
OCM
74
Orion Capital Management
California
$996K +$188K +5,404 +24%
FCFC
75
First Commonwealth Financial Corp
Pennsylvania
$966K +$159K +4,555 +21%
1 2
3
4 5

POCT Hedge Fund Activity: Q4 2023 in Review

167 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF October (POCT) for Q4 2023, worth a combined $605M — up 83% from $330M a quarter earlier.

Buyers outnumbered sellers: 48 funds opened new POCT positions and 5 closed out — a net gain of 43 holders — while 71 added to existing stakes and 28 trimmed.

The largest buyer was Stuart Chaussee & Associates, opening a new position worth an estimated $91.4M. The largest seller was AllianceBernstein, cutting an estimated $8.81M.

  • 167 institutional investors held Innovator US Equity Power Buffer ETF October (POCT) as of Q4 2023, up from 126 in Q3 2023.
  • Funds reported $605M of Innovator US Equity Power Buffer ETF October stock for Q4 2023, up 83% quarter-over-quarter.
  • 48 funds opened new Innovator US Equity Power Buffer ETF October positions in Q4 2023 and 5 closed out, a net change of +43 holders.
  • The largest Innovator US Equity Power Buffer ETF October buyer in Q4 2023 was Stuart Chaussee & Associates, an estimated $91.4M added.
  • The largest Innovator US Equity Power Buffer ETF October seller in Q4 2023 was AllianceBernstein, an estimated $8.81M sold.

Based on aggregated 13F filings for Q4 2023.