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PNX

PHOENIX COMPANIES INC. NEW
PNX

Delisted

PNX was delisted on the 20th of June, 2016.

58 hedge funds and large institutions have $120M invested in PHOENIX COMPANIES INC. NEW in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

90% more capital invested

Capital invested by funds: $63M → $120M (+$56.9M)

3% less funds holding

Funds holding: 6058 (-2)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

47% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 17

Holders
58
Holders Change
-2
Holders Change %
-3.33%
% of All Funds
1.62%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
13
Increased
9
Reduced
17
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TAM
1
Toscafund Asset Management
United Kingdom
$16.7M +$1.12M +75,000 +17%
SG
2
Standard General
New York
$12.5M
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$10.3M -$368K -24,604 -7%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$9.7M
GWI
5
Grace & White Inc
New York
$9.2M +$1.18M +79,130 +40%
BC
6
Bruce & Co
Illinois
$8.39M
Vanguard Group
7
Vanguard Group
Pennsylvania
$6.78M +$80K +5,354 +3%
Morgan Stanley
8
Morgan Stanley
New York
$6.75M -$90.4K -6,049 -3%
Wellington Management Group
9
Wellington Management Group
Massachusetts
$4.66M
GCM
10
Gator Capital Management
Florida
$3.85M +$583K +39,036 +50%
BIT
11
BlackRock Institutional Trust
California
$3.63M
AA
12
AQR Arbitrage
Connecticut
$3.29M +$1.49M +99,823 New
ARM
13
Adirondack Research & Management
New York
$3.13M +$773K +51,710 +120%
AF
14
Adirondack Funds
New York
$3.13M +$1.42M +94,812 New
California Public Employees Retirement System
15
California Public Employees Retirement System
California
$2.35M +$121K +8,100 +13%
AMH
16
Apollo Management Holdings
New York
$1.85M +$837K +56,000 New
RC
17
RBF Capital
California
$1.81M +$59.9K +4,010 +8%
US Bancorp
18
US Bancorp
Minnesota
$1.3M +$427K +28,600 +266%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$929K
KAM
20
Kassirer Asset Management
Ontario, Canada
$901K +$408K +27,300 New
APCM
21
Arbiter Partners Capital Management
New York
$877K +$397K +26,569 New
Connor, Clark & Lunn Investment Management (CC&L)
22
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$874K +$137K +9,170 +53%
BIM
23
Bogle Investment Management
Massachusetts
$700K -$501K -33,550 -61%
O
24
OppenheimerFunds
New York
$692K +$314K +20,989 New
Bank of New York Mellon
25
Bank of New York Mellon
New York
$631K -$9.64K -645 -3%

PNX Hedge Fund Activity: Q3 2015 in Review

58 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PHOENIX COMPANIES INC. NEW (PNX) for Q3 2015, worth a combined $120M — up 90% from $63M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of PNX and 13 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 9 added.

The largest buyer was AQR Arbitrage, opening a new position worth an estimated $1.49M. The largest seller was Northern Trust, cutting an estimated $908K.

  • 58 institutional investors held PHOENIX COMPANIES INC. NEW (PNX) as of Q3 2015, down from 60 in Q2 2015.
  • Funds reported $120M of PHOENIX COMPANIES INC. NEW stock for Q3 2015, up 90% quarter-over-quarter.
  • 13 funds opened new PHOENIX COMPANIES INC. NEW positions in Q3 2015 and 15 closed out, a net change of -2 holders.
  • The largest PHOENIX COMPANIES INC. NEW buyer in Q3 2015 was AQR Arbitrage, an estimated $1.49M added.
  • The largest PHOENIX COMPANIES INC. NEW seller in Q3 2015 was Northern Trust, an estimated $908K sold.

Based on aggregated 13F filings for Q3 2015.