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Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Sowell Financial Services
101
Sowell Financial Services
Arkansas
$2K – – –
WAS
102
Winch Advisory Services
Wisconsin
$2K +$127 +23 +3%
RE
103
RBC Europe
United Kingdom
$1.77K +$3.79K +685 New
Simplex Trading
104
Simplex Trading
Illinois
$1K -$1.62K -293 -33%
Parallel Advisors
105
Parallel Advisors
California
$1K – – –
AIC
106
Ameritas Investment Company
Nebraska
$1K +$44 +8 +3%
GIM
107
Greenwich Investment Management
Connecticut
– -$2.94M -449,926 Closed
Goldman Sachs
108
Goldman Sachs
New York
– -$2.27M -348,268 Closed
Aberdeen Group
109
Aberdeen Group
United Kingdom
– -$948K -145,000 Closed
Marshall Wace
110
Marshall Wace
United Kingdom
– -$741K -113,397 Closed
Caxton Associates (New York)
111
Caxton Associates (New York)
New York
– -$460K -70,439 Closed
Independent Advisor Alliance
112
Independent Advisor Alliance
North Carolina
– -$407K -62,275 Closed
PP
113
PDT Partners
New York
– -$287K -43,913 Closed
Trexquant Investment
114
Trexquant Investment
Connecticut
– -$101K -15,463 Closed
Wealthspire Advisors (Maryland)
115
Wealthspire Advisors (Maryland)
Maryland
– -$85K -13,000 Closed
Koshinski Asset Management
116
Koshinski Asset Management
Illinois
– -$80K -12,150 Closed
SBIA
117
Sheaff Brock Investment Advisors
Indiana
– -$79K -12,040 Closed
OR
118
Olympiad Research
Connecticut
– -$69K -10,499 Closed
CAC
119
Certified Advisory Corp
Florida
– -$13K -2,000 Closed
Quadrant Capital Group
120
Quadrant Capital Group
Ohio
– -$7K -1,140 Closed