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Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Quadrant Capital Group
101
Quadrant Capital Group
Ohio
$7K +$7.09K +1,140 New
Simplex Trading
102
Simplex Trading
Illinois
$5K -$5.45K -876 -49%
WAS
103
Winch Advisory Services
Wisconsin
$5K +$149 +24 +3%
Parallel Advisors
104
Parallel Advisors
California
$4K – – –
Sowell Financial Services
105
Sowell Financial Services
Arkansas
$4K – – –
AIC
106
Ameritas Investment Company
Nebraska
$2K +$44 +7 +3%
AM
107
Ares Management
California
– -$4.1M -654,041 Closed
Wellington Management Group
108
Wellington Management Group
Massachusetts
– -$2.08M -331,525 Closed
Ameriprise
109
Ameriprise
Minnesota
– -$767K -122,341 Closed
Wedge Capital Management
110
Wedge Capital Management
North Carolina
– -$698K -111,391 Closed
Guggenheim Capital
111
Guggenheim Capital
Illinois
– -$513K -81,755 Closed
Geode Capital Management
112
Geode Capital Management
Massachusetts
– -$261K -41,780 Closed
SSG
113
Summit Securities Group
New York
– -$159K -25,300 Closed
WCM
114
Weld Capital Management
New York
– -$114K -18,212 Closed
Wolverine Trading
115
Wolverine Trading
Illinois
– -$95K -15,154 Closed
CBA
116
Coastal Bridge Advisors
Connecticut
– -$85K -13,533 Closed
Commonwealth Equity Services
117
Commonwealth Equity Services
Massachusetts
– -$81K -13,047 Closed
QCIG
118
Quad-Cities Investment Group
Iowa
– -$77K -12,200 Closed
Russell Investments Group
119
Russell Investments Group
United Kingdom
– -$74K -11,726 Closed
CIBC World Market
120
CIBC World Market
Ontario, Canada
– -$69K -10,981 Closed
PAM
121
PVG Asset Management
Colorado
– -$66.7K -10,635 Closed
APA
122
American Portfolios Advisors
New York
– -$42.6K -6,800 Closed
QT
123
Quantamental Technologies
New York
– -$27K -4,337 Closed
LWA
124
Lenox Wealth Advisors
New York
– -$23K -3,643 Closed
1IA
125
1834 Investment Advisors
Wisconsin
– -$13K -2,000 Closed