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Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
IWM
101
IHT Wealth Management
Illinois
$14K +$13.3K +1,750 New
OSNBOA
102
Old Second National Bank of Aurora
Illinois
$13K – – –
TRCT
103
Tower Research Capital (TRC)
New York
$10K -$15.4K -2,024 -62%
ClearBridge Investments
104
ClearBridge Investments
New York
$10K +$6.86K +904 +225%
Fifth Third Bancorp
105
Fifth Third Bancorp
Ohio
$8K – – –
VIA
106
Vantage Investment Advisors
Pennsylvania
$8K – – –
JCM
107
Jacobi Capital Management
Pennsylvania
$8K +$781 +103 +11%
PCM
108
Penserra Capital Management
California
$8K +$971 +128 +13%
PFGIA
109
Patriot Financial Group Insurance Agency
Massachusetts
$8K +$7.59K +1,000 New
WEC
110
Winslow Evans & Crocker
Massachusetts
$7.66K – – –
CG
111
Cutler Group
California
$6K -$3.03K -400 -33%
PA
112
Parallel Advisors
California
$4K +$4.45K +586 New
GWM
113
Geneos Wealth Management
Colorado
$3K – – –
WAS
114
Winch Advisory Services
Wisconsin
$3K +$759 +100 +30%
Creative Planning
115
Creative Planning
Kansas
$2K -$19.7K -2,600 -90%
AG
116
Advisor Group
Arizona
$1K – – –
Deutsche Bank
117
Deutsche Bank
Germany
– -$833K -110,900 Closed
PGH
118
Partners Group Holding
Switzerland
– -$785K -104,400 Closed
PP
119
PDT Partners
New York
– -$419K -55,700 Closed
DC
120
Deere & Company
Illinois
– -$307K -40,833 Closed
Millennium Management
121
Millennium Management
New York
– -$256K -34,100 Closed
FRM
122
Fox Run Management
Connecticut
– -$99K -13,100 Closed
TC
123
TFS Capital
Pennsylvania
– -$85K -11,302 Closed
D.E. Shaw & Co
124
D.E. Shaw & Co
New York
– -$78K -10,327 Closed
ST
125
Spot Trading
Illinois
– -$50K -6,690 Closed