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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Marshall Wace
76
Marshall Wace
United Kingdom
$393K +$376K +34,300 New
MERSOM
77
Municipal Employees' Retirement System of Michigan
Michigan
$390K
Neuberger Berman Group
78
Neuberger Berman Group
New York
$390K +$32.9K +3,000 +10%
VKH
79
Virtu KCG Holdings
New York
$389K +$120K +10,902 +47%
Royal Bank of Canada
80
Royal Bank of Canada
Ontario, Canada
$385K -$43.7K -3,982 -11%
OIA
81
Optimum Investment Advisors
Illinois
$371K
PAG
82
Private Advisor Group
New Jersey
$361K +$20.5K +1,871 +6%
PCM
83
Parsons Capital Management
Rhode Island
$335K
JG
84
Jefferies Group
New York
$335K +$320K +29,163 New
SG Americas Securities
85
SG Americas Securities
New York
$327K -$122K -11,087 -28%
PAM
86
Princeton Alpha Management
New Jersey
$272K -$17.3K -1,581 -6%
Cambridge Investment Research Advisors
87
Cambridge Investment Research Advisors
Iowa
$261K +$80.6K +7,350 +48%
D.E. Shaw & Co
88
D.E. Shaw & Co
New York
$260K +$249K +22,727 New
HIMCH
89
Hartford Investment Management Co (HIMCO)
Connecticut
$256K
US Bancorp
90
US Bancorp
Minnesota
$237K +$30.2K +2,755 +15%
FCI
91
Financial Counselors Inc
Kansas
$227K +$8.77K +800 +4%
ACH
92
ArrowMark Colorado Holdings
Colorado
$221K +$67.8K +6,184 +47%
RJA
93
Raymond James & Associates
Florida
$215K +$206K +18,801 New
AQR Capital Management
94
AQR Capital Management
Connecticut
$212K -$2.62M -239,100 -93%
GCM
95
Glaxis Capital Management
Florida
$201K -$603K -55,000 -76%
HFS
96
HL Financial Services
Kentucky
$201K +$59.9K +5,465 +45%
Barclays
97
Barclays
United Kingdom
$201K +$171K +15,559 +571%
DTL
98
Dynamic Technology Lab
Singapore
$186K -$95.6K -8,717 -35%
AWA
99
Arete Wealth Advisors
Illinois
$184K +$173K +15,800 New
JMPWA
100
JP Morgan Private Wealth Advisors
California
$172K -$110K -10,035 -40%