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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
51
Private Advisor Group
New Jersey
$202K +$211K +33,827 New
ECM
52
Evergreen Capital Management
Washington
$194K -$87.5K -14,009 -30%
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$188K -$43.1K -6,892 -18%
VF
54
Virtu Financial
New York
$187K +$196K +31,332 New
AWA
55
Arkadios Wealth Advisors
Georgia
$179K
IAIM
56
International Assets Investment Management
Florida
$170K
CIM
57
Confluence Investment Management
Missouri
$166K +$2.21K +353 +1%
BFA
58
Beaumont Financial Advisors
Massachusetts
$162K +$4.24K +679 +3%
EFG
59
Ethos Financial Group
Pennsylvania
$162K -$6.39K -1,022 -4%
FIA
60
Foundations Investment Advisors
Arizona
$161K
Creative Planning
61
Creative Planning
Kansas
$161K -$45.5K -7,279 -21%
US Bancorp
62
US Bancorp
Minnesota
$158K +$165K +26,460 +66,150%
Verition Fund Management
63
Verition Fund Management
Connecticut
$148K +$81.9K +13,111 +112%
HighTower Advisors
64
HighTower Advisors
Illinois
$145K +$5.18K +829 +4%
CAM
65
Close Asset Management
United Kingdom
$144K
ACM
66
Aquatic Capital Management
Illinois
$134K +$13.8K +2,211 +11%
RFC
67
Regions Financial Corp
Alabama
$119K
Tudor Investment Corp
68
Tudor Investment Corp
Connecticut
$117K +$123K +19,648 New
CAM
69
Cresset Asset Management
Illinois
$115K +$2.4K +384 +2%
BAMF
70
BI Asset Management Fondsmaeglerselskab
Denmark
$111K -$440K -70,358 -79%
Royal Bank of Canada
71
Royal Bank of Canada
Ontario, Canada
$103K -$34.4K -5,510 -24%
DI
72
Disciplined Investments
Oklahoma
$101K +$31.2K +5,000 +42%
Nomura Holdings
73
Nomura Holdings
Japan
$98.3K +$103K +16,500 New
TRCT
74
Tower Research Capital (TRC)
New York
$86.6K +$90.5K +14,477 +23,733%
CIC
75
Crawford Investment Counsel
Georgia
$85.2K -$36.2K -5,790 -29%