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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
51
Commonwealth Equity Services
Massachusetts
$320K +$111K +17,097 +54%
CANY
52
Caxton Associates (New York)
New York
$317K +$17.7K +2,734 +6%
Tudor Investment Corp
53
Tudor Investment Corp
Connecticut
$307K +$79.9K +12,328 +36%
GF
54
Gries Financial
Ohio
$289K
AWA
55
Arkadios Wealth Advisors
Georgia
$287K -$6.75K -1,041 -2%
UBS Group
56
UBS Group
Switzerland
$269K +$7.25K +1,118 +3%
Thrivent Financial for Lutherans
57
Thrivent Financial for Lutherans
Minnesota
$253K +$249K +38,427 New
KA
58
Kovack Advisors
Florida
$244K +$16.8K +2,600 +8%
FFA
59
Founders Financial Alliance
North Carolina
$236K +$232K +35,876 New
AWS
60
Atria Wealth Solutions
New York
$217K
CAM
61
Close Asset Management
United Kingdom
$217K
S
62
SignatureFD
Georgia
$205K +$5.93K +915 +3%
RJFSA
63
Raymond James Financial Services Advisors
Florida
$204K +$17.1K +2,640 +9%
Connor, Clark & Lunn Investment Management (CC&L)
64
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$193K +$190K +29,308 New
Wells Fargo
65
Wells Fargo
California
$192K +$3.31K +511 +2%
Goldman Sachs
66
Goldman Sachs
New York
$191K -$68.2K -10,527 -27%
ECM
67
EMC Capital Management
Texas
$189K +$174K +26,860 +1,403%
OAM
68
Origin Asset Management
United Kingdom
$186K +$183K +28,250 New
PFG
69
PAX Financial Group
Texas
$184K +$181K +28,000 New
ECM
70
Evergreen Capital Management
Washington
$177K +$706 +109 +0.4%
Northern Trust
71
Northern Trust
Illinois
$163K +$20.2K +3,110 +14%
CAM
72
Cresset Asset Management
Illinois
$162K +$2.42K +373 +2%
JF
73
Jump Financial
Illinois
$161K -$168K -25,900 -51%
QC
74
Quadrature Capital
United Kingdom
$152K +$32K +4,940 +27%
HIM
75
Hillsdale Investment Management
Ontario, Canada
$148K