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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Mirae Asset Global Investments
51
Mirae Asset Global Investments
South Korea
$162K -$12.5K -2,265 -3%
HighTower Advisors
52
HighTower Advisors
Illinois
$131K -$597K -107,857 -68%
LPL Financial
53
LPL Financial
California
$119K -$87.9K -15,895 -26%
RJFSA
54
Raymond James Financial Services Advisors
Florida
$117K +$172K +31,019 +220%
SWM
55
Stockman Wealth Management
Montana
$104K
AG
56
Aperio Group
California
$91K -$148K -26,747 -43%
DTL
57
Dynamic Technology Lab
Singapore
$85K +$181K +32,764 New
UBS Group
58
UBS Group
Switzerland
$84K -$1.99M -360,391 -92%
RVPG
59
Relative Value Partners Group
$77K
OA
60
Oxbow Advisors
Texas
$72K
IAIM
61
International Assets Investment Management
Florida
$72K +$153K +27,650 New
RJA
62
Raymond James & Associates
Florida
$69K -$80.5K -14,549 -35%
PAG
63
Private Advisor Group
New Jersey
$68K
Canada Life
64
Canada Life
Manitoba, Canada
$59K +$3.6K +650 +3%
BRWA
65
B. Riley Wealth Advisors
Florida
$53K +$4.51K +816 +4%
QCIG
66
Quad-Cities Investment Group
Iowa
$53K +$113K +20,427 New
CAM
67
Cubic Asset Management
Massachusetts
$50K
MWNA
68
Marshall Wace North America
New York
$48K -$482K -87,163 -82%
SSA
69
Schonfeld Strategic Advisors
New York
$47K -$251K -45,300 -71%
RF
70
RHS Financial
California
$46K -$79.4K -14,355 -45%
Baird Financial Group
71
Baird Financial Group
Wisconsin
$46K -$47.1K -8,517 -32%
FIA
72
FNY Investment Advisers
New York
$46K -$27.2K -4,910 -21%
Stifel Financial
73
Stifel Financial
Missouri
$43K +$2.77K +500 +3%
Citigroup
74
Citigroup
New York
$38K -$462K -83,479 -85%
Royal Bank of Canada
75
Royal Bank of Canada
Ontario, Canada
$35K -$35.1K -6,344 -32%