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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$513K -$11.7K -1,776 -2%
AFM
27
Abbot Financial Management
Massachusetts
$510K +$33 +5 +0%
SCM
28
Sterneck Capital Management
Missouri
$499K +$59.4K +9,000 +14%
CCA
29
Catalyst Capital Advisors
New York
$467K
SCA
30
SMH Capital Advisors
Texas
$467K
KA
31
Kovack Advisors
Florida
$464K +$11.9K +1,800 +3%
Canada Life
32
Canada Life
Manitoba, Canada
$463K +$27.4K +4,158 +7%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$446K +$165K +25,052 +62%
FFA
34
Founders Financial Alliance
North Carolina
$425K -$9.02K -1,367 -2%
LPL Financial
35
LPL Financial
California
$351K +$222K +33,672 +191%
Thrivent Financial for Lutherans
36
Thrivent Financial for Lutherans
Minnesota
$330K +$319K +48,285 New
CAU
37
Caxton Associates (UK)
$330K
Wells Fargo
38
Wells Fargo
California
$328K +$70.8K +10,725 +29%
Northern Trust
39
Northern Trust
Illinois
$316K +$145K +21,995 +91%
MIC
40
Meridian Investment Counsel
California
$309K -$6.6K -1,000 -2%
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$308K -$75.7K -11,473 -20%
GF
42
Gries Financial
Ohio
$301K
EFS
43
Essex Financial Services
Connecticut
$278K
BHCM
44
Brevan Howard Capital Management
Jersey
$269K +$260K +39,347 New
GC
45
Grimes & Company
Massachusetts
$265K -$84.8K -12,839 -25%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$259K +$13.3K +2,012 +6%
S
47
SignatureFD
Georgia
$257K +$7.46K +1,130 +3%
Creative Planning
48
Creative Planning
Kansas
$228K +$46K +6,964 +26%
IAIM
49
International Assets Investment Management
Florida
$214K
AWA
50
Arkadios Wealth Advisors
Georgia
$206K