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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$703K -$15.5K -2,832 -2%
Osaic Holdings
27
Osaic Holdings
Arizona
$678K -$96.7K -17,679 -13%
CCA
28
Catalyst Capital Advisors
New York
$659K
CCM
29
Condor Capital Management
New Jersey
$634K +$321K +58,777 +110%
UBS Group
30
UBS Group
Switzerland
$571K +$72.6K +13,266 +15%
MCA
31
Mendon Capital Advisors
Florida
$565K -$1.64M -300,000 -75%
AFM
32
Abbot Financial Management
Massachusetts
$552K
VEA
33
Virtus ETF Advisers
New York
$549K -$222K -40,625 -29%
HWAM
34
Hennion & Walsh Asset Management
New Jersey
$543K +$526K +96,133 New
Wellington Management Group
35
Wellington Management Group
Massachusetts
$487K +$471K +86,133 New
SWM
36
Stockman Wealth Management
Montana
$484K +$225K +41,100 +92%
EGA
37
Eagle Global Advisors
Texas
$447K +$433K +79,120 New
Mackenzie Financial
38
Mackenzie Financial
Ontario, Canada
$446K +$432K +78,946 New
SCM
39
Sterneck Capital Management
Missouri
$371K -$10.9K -2,000 -3%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$335K -$12.3K -2,240 -4%
JP Morgan Chase
41
JP Morgan Chase
New York
$326K +$31K +5,659 +11%
HighTower Advisors
42
HighTower Advisors
Illinois
$309K -$2.12K -387 -0.7%
S
43
SignatureFD
Georgia
$293K +$4.94K +903 +2%
IAIM
44
International Assets Investment Management
Florida
$292K +$156K +28,450 +100%
Stifel Financial
45
Stifel Financial
Missouri
$288K +$207K +37,800 +286%
Wells Fargo
46
Wells Fargo
California
$287K -$9.85K -1,800 -3%
POIA
47
Pin Oak Investment Advisors
Texas
$260K -$4.38K -800 -2%
RJA
48
Raymond James & Associates
Florida
$243K -$7.14K -1,305 -3%
AAM
49
Advisors Asset Management
Colorado
$237K -$210K -38,395 -48%
RVPG
50
Relative Value Partners Group
$235K +$20.5K +3,744 +10%