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ProMIS Neurosciences
PMN

Name Holding Trade Value Shares
Change 		Change in
Stake
Janus Henderson Group
1
Janus Henderson Group
$16.4M +$19.3M +1,292,757 New
DTC
2
Deep Track Capital
Connecticut
$10.6M +$12.5M +835,655 New
Wellington Management Group
3
Wellington Management Group
Massachusetts
$8.84M +$10.4M +696,378 New
TECP
4
Trails Edge Capital Partners
Georgia
$7.08M +$8.31M +557,103 New
ABG
5
Ally Bridge Group
New York
$5.26M +$2.46M +164,880 +66%
WP
6
Woodline Partners
California
$5.02M +$5.89M +395,295 New
GPP
7
Great Point Partners
Connecticut
$4.72M +$5.54M +371,402 New
YF
8
Yu Fan
$4.19M +$4.92M +329,760 New
SFM
9
Sphera Funds Management
Israel
$4.14M +$4.68M +313,784 +2,658%
SCM
10
Squadron Capital Management
Illinois
$4.13M +$4.85M +324,977 New
Adage Capital Partners
11
Adage Capital Partners
Massachusetts
$1.77M +$2.08M +139,275 New
ACM
12
ADAR1 Capital Management
Texas
$1.21M +$1.42M +95,350 New
6CM
13
683 Capital Management
New York
$1.18M +$1.38M +92,850 New
Millennium Management
14
Millennium Management
New York
$990K +$1.16M +77,921 New
EAM
15
Empery Asset Management
New York
$766K +$900K +60,353 New
IC
16
Ikarian Capital
Texas
$699K +$820K +55,000 New
HCM
17
Heights Capital Management
California
$643K +$755K +50,660 New
BFM
18
Boothbay Fund Management
New York
$204K +$239K +16,043 New
SFCM
19
Seven Fleet Capital Management
California
$135K +$158K +10,600 New
UBS Group
20
UBS Group
Switzerland
$16.5K -$2.24K -150 -10%
Osaic Holdings
21
Osaic Holdings
Arizona
$4.57K – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$4K +$745 +50 +23%
SPIA
23
Steward Partners Investment Advisory
New York
$1.27K +$1.49K +100 New
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$127 -$4.77K -320 -97%
TWC
25
TD Waterhouse Canada
Ontario, Canada
$65 -$298 -20 -80%
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