|
1
|
|
$8.37M
|
-$989K
|
-92,031
|
-10%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$4.87M
|
+$1,000K
|
+93,037
|
+26%
|
|
|
3
|
|
$4.34M
|
+$1.25M
|
+116,735
|
+40%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$4.34M
|
-$2.58M
|
-240,216
|
-37%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$4.14M
|
+$304K
|
+28,304
|
+8%
|
|
|
6
|
|
$3.03M
|
-$147K
|
-13,708
|
-5%
|
|
|
7
|
Mariner Investment Group
Harrison,
New York
|
$1.65M
|
+$1.66M
|
+154,661
|
New
|
|
|
8
|
LPL Financial
San Diego,
California
|
$1.63M
|
-$174K
|
-16,153
|
-10%
|
|
|
9
|
Nuveen
Charlotte,
North Carolina
|
$1.55M
|
+$84.4K
|
+7,855
|
+6%
|
|
|
10
|
First Allied Advisory Services
San Diego,
California
|
$1.27M
|
+$90K
|
+8,378
|
+8%
|
|
|
11
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.09M
|
+$12.3K
|
+1,142
|
+1%
|
|
|
12
|
|
$1.04M
|
-$863K
|
-80,344
|
-45%
|
|
|
13
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$806K
|
–
|
–
|
–
|
|
|
14
|
Alexandria Capital
Arlington,
Virginia
|
$748K
|
-$781K
|
-72,685
|
-51%
|
|
|
15
|
Wells Fargo
San Francisco,
California
|
$730K
|
+$117K
|
+10,894
|
+19%
|
|
|
16
|
Raymond James & Associates
St Petersburg,
Florida
|
$523K
|
-$9.67K
|
-900
|
-2%
|
|
|
17
|
SG Americas Securities
New York
|
$493K
|
+$497K
|
+46,294
|
New
|
|
|
18
|
OTA Financial Group
Purchase,
New York
|
$488K
|
-$15.2K
|
-1,411
|
-3%
|
|
|
19
|
Capital Investment Advisors
Atlanta,
Georgia
|
$410K
|
+$413K
|
+38,440
|
New
|
|
|
20
|
Horizon Kinetics
New York
|
$333K
|
–
|
–
|
–
|
|
|
21
|
First Foundation Advisors
Irvine,
California
|
$317K
|
+$320K
|
+29,755
|
New
|
|
|
22
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$313K
|
+$21.5K
|
+2,000
|
+7%
|
|
|
23
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$298K
|
-$38.5K
|
-3,579
|
-11%
|
|
|
24
|
VanEck Associates
New York
|
$287K
|
+$4.23K
|
+394
|
+1%
|
|
|
25
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$267K
|
–
|
–
|
–
|
|
