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PMJA

PGIM S&P 500 Max Buffer ETF - January

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$319K +$320K +11,941 New
KWA
2
Kingswood Wealth Advisors
California
$288K +$290K +10,812 New
JSA
3
Jim Saulnier & Associates
Colorado
$249K +$250K +9,342 New
DFA
4
DHJJ Financial Advisors
Illinois
-$11.8K -440 Closed