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Innovator US Equity Power Buffer ETF May
PMAY

71 hedge funds and large institutions have $133M invested in Innovator US Equity Power Buffer ETF May in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% less funds holding

Funds holding: 80 → 71 (-9)

23% less capital invested

Capital invested by funds: $172M → $133M (-$39.5M)

30.3% less ownership

Funds ownership: 86.23% → 55.93% (-30%)

35% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 23

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
71
Holders Change
-9
Holders Change %
-11.25%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
15
Reduced
23
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TWM
Tradition Wealth Management
Minnesota
+$9.54M
2
PCM
Penserra Capital Management
California
+$876K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$623K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$529K
5
FCFC
First Commonwealth Financial Corp
Pennsylvania
+$216K

Top Sellers

Rank Fund Capital Flow
1
WP
WealthPLAN Partners
Nebraska
-$9.11M
2
TW
Transform Wealth
Colorado
-$8.5M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$8.29M
4
Osaic Holdings
Osaic Holdings
Arizona
-$3.94M
5
AIC
Ameritas Investment Company
Nebraska
-$2.61M
Name Holding Trade Value Shares
Change 		Change in
Stake
CG
51
Caprock Group
Idaho
$306K – – –
TWP
52
TFO Wealth Partners
Ohio
$291K – – –
SPC
53
Sigma Planning Corp
Michigan
$289K – – –
NFG
54
Nations Financial Group
Iowa
$273K – – –
FFN
55
Focus Financial Network
Minnesota
$272K +$14.4K +484 +6%
DAS
56
Dynamic Advisor Solutions
Arizona
$254K – – –
FFA
57
Fragasso Financial Advisors
Pennsylvania
$207K – – –
ACM
58
Avalon Capital Management
California
$207K +$208K +7,015 New
CWG
59
Cornerstone Wealth Group
North Carolina
$202K +$203K +6,844 New
SWA
60
Sutton Wealth Advisors
Florida
$114K -$5.02K -169 -4%
APA
61
American Portfolios Advisors
New York
$101K – – –
RIM
62
Rockbridge Investment Management
New York
$101K – – –
OCM
63
Orion Capital Management
California
$96K – – –
UBS Group
64
UBS Group
Switzerland
$77K +$64.6K +2,173 +497%
BFEC
65
Benjamin F. Edwards & Company
Missouri
$71K +$25K +840 +54%
BBPWM
66
Blue Bell Private Wealth Management
Pennsylvania
$56K -$30 -1 -0.1%
Morgan Stanley
67
Morgan Stanley
New York
$24K +$24.2K +815 New
SWM
68
Sugarloaf Wealth Management
Georgia
$21K – – –
AF
69
Advisornet Financial
Minnesota
$10K – – –
BMD
70
Better Money Decisions
New Mexico
$8K – – –
IFAM
71
Institutional & Family Asset Management
Colorado
$8K – – –
TW
72
Transform Wealth
Colorado
– -$8.5M -288,719 Closed
Envestnet Asset Management
73
Envestnet Asset Management
Illinois
– -$8.29M -281,844 Closed
AI
74
Atria Investments
North Carolina
– -$2.51M -85,353 Closed
CAS
75
Cascadia Advisory Services
Oregon
– -$2.22M -75,449 Closed
1 2
3
4

PMAY Hedge Fund Activity: Q3 2021 in Review

71 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF May (PMAY) for Q3 2021, worth a combined $133M — down 23% from $172M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PMAY and 4 opened new positions — a net loss of 7 holders — while 23 trimmed existing stakes and 15 added.

The largest buyer was Tradition Wealth Management, adding an estimated $9.54M. The largest seller was WealthPLAN Partners, cutting an estimated $9.11M.

  • 71 institutional investors held Innovator US Equity Power Buffer ETF May (PMAY) as of Q3 2021, down from 80 in Q2 2021.
  • Funds reported $133M of Innovator US Equity Power Buffer ETF May stock for Q3 2021, down 23% quarter-over-quarter.
  • 4 funds opened new Innovator US Equity Power Buffer ETF May positions in Q3 2021 and 11 closed out, a net change of -7 holders.
  • The largest Innovator US Equity Power Buffer ETF May buyer in Q3 2021 was Tradition Wealth Management, an estimated $9.54M added.
  • The largest Innovator US Equity Power Buffer ETF May seller in Q3 2021 was WealthPLAN Partners, an estimated $9.11M sold.

Based on aggregated 13F filings for Q3 2021.