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PGIM S&P 500 Max Buffer ETF - August

Name Holding Trade Value Shares
Change
Change in
Stake
Jim Saulnier & Associates
1
Jim Saulnier & Associates
Colorado
$511K – – –
Steward Partners Investment Advisory
2
Steward Partners Investment Advisory
New York
$79.8K – – –
UBS Group
3
UBS Group
Switzerland
$15.5K – – –
Old Mission Capital
4
Old Mission Capital
Illinois
– -$389K -15,132 Closed
Farther Finance Advisors
5
Farther Finance Advisors
California
– -$160K -6,200 Closed
Harbour Investments
6
Harbour Investments
Wisconsin
– -$30.7K -1,197 Closed