|
101
|
Caitong International Asset Management
Hong Kong
|
$7
|
+$6
|
+3
|
New
|
|
|
102
|
SBI Securities
Tokyo,
Japan
|
$2
|
–
|
–
|
–
|
|
|
103
|
|
–
|
-$7.69M
|
-3,544,139
|
Closed
|
|
|
104
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$908K
|
-418,570
|
Closed
|
|
|
105
|
Opaleye Management
Boston,
Massachusetts
|
–
|
-$738K
|
-340,000
|
Closed
|
|
|
106
|
Connor, Clark & Lunn Investment Management (CC&L)
Vancouver,
British Columbia, Canada
|
–
|
-$450K
|
-207,275
|
Closed
|
|
|
107
|
Round Rock Advisors
Wilton,
Connecticut
|
–
|
-$417K
|
-192,080
|
Closed
|
|
|
108
|
Evergreen Capital Management
Bellevue,
Washington
|
–
|
-$372K
|
-171,338
|
Closed
|
|
|
109
|
Diametric Capital
Boston,
Massachusetts
|
–
|
-$270K
|
-124,195
|
Closed
|
|
|
110
|
|
–
|
-$147K
|
-67,893
|
Closed
|
|
|
111
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
–
|
-$42.4K
|
-19,528
|
Closed
|
|
|
112
|
ProShare Advisors
Bethesda,
Maryland
|
–
|
-$23K
|
-10,589
|
Closed
|
|
|
113
|
LPL Financial
San Diego,
California
|
–
|
-$22.3K
|
-10,291
|
Closed
|
|
|
114
|
Baader Bank Aktiengesellschaft
Unterschleissheim,
Germany
|
–
|
-$14.4K
|
-10,046
|
Closed
|
|
|
115
|
C.M. Bidwell & Associates
Honolulu,
Hawaii
|
–
|
-$512
|
-236
|
Closed
|
|
|
116
|
Root Financial Partners
Encinitas,
California
|
–
|
-$278
|
-128
|
Closed
|
|
|
117
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$217
|
-100
|
Closed
|
|
|
118
|
MAI Capital Management
Independence,
Ohio
|
–
|
-$63
|
-29
|
Closed
|
|
