Plug Power
PLUG
125 hedge funds and large institutions have $135M invested in Plug Power in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 41 increasing their positions, 38 reducing their positions, and 22 closing their positions.
8% more repeat investments, than reductions
Existing positions increased: 41 | Existing positions reduced: 38
0% more call options, than puts
Call options by funds: $32M | Put options by funds: $32M
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
2% less funds holding
Funds holding: 128 → 125 (-3)
9% less capital invested
Capital invested by funds: $148M → $135M (-$13.3M)
14% less first-time investments, than exits
New positions opened: 19 | Existing positions closed: 22
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northern Trust
Chicago,
Illinois
|
+$6.57M |
| 2 |
GCP
GSA Capital Partners
London,
United Kingdom
|
+$1.36M |
| 3 |
ECM
Empire Capital Management
Westport,
Connecticut
|
+$1.19M |
| 4 |
DCM
Dialectic Capital Management
Norwalk,
Connecticut
|
+$813K |
| 5 |
Charles Schwab
San Francisco,
California
|
+$808K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UPA
Union Point Advisors
San Mateo,
California
|
-$3.59M |
| 2 |
ST
Spot Trading
Chicago,
Illinois
|
-$2.77M |
| 3 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$2.65M |
| 4 |
Morgan Stanley
New York
|
-$1.63M |
| 5 |
JP Morgan Chase
New York
|
-$1.52M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
QIM
126
Quantitative Investment Management
Charlottesville,
Virginia
| – | -$153K | -32,700 | Closed |
|
127
Stifel Financial
St. Louis,
Missouri
| – | -$116K | -24,721 | Closed |
|
|
SGH
128
Schonfeld Group Holdings
Jericho,
New York
| – | -$94K | -20,000 | Closed |
|
|
AW
129
ACG Wealth
Atlanta,
Georgia
| – | -$81K | -17,400 | Closed |
|
130
Two Sigma Advisers
New York
| – | -$74K | -15,900 | Closed |
|
|
T
131
TradeWorx
Red Bank,
New Jersey
| – | -$69K | -14,702 | Closed |
|
|
PA
132
Profund Advisors
Bethesda,
Maryland
| – | -$68K | -14,430 | Closed |
|
|
VFA
133
Virtus Fund Advisers
Hartford,
Connecticut
| – | -$67K | -14,257 | Closed |
|
|
PAS
134
Partnervest Advisory Services
Santa Barbara,
California
| – | -$11K | -2,400 | Closed |
|
|
EWM
135
Elite Wealth Management
Kirkland,
Washington
| – | -$5K | -1,000 | Closed |
|
|
DAM
136
Delta Asset Management
Memphis,
Tennessee
| – | +$515 | +100 | New |
|
|
RAM
137
Riggs Asset Management
Dallas,
Pennsylvania
| – | +$515 | +100 | New |
|
PLUG Hedge Fund Activity: Q3 2014 in Review
125 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Plug Power (PLUG) for Q3 2014, worth a combined $135M — down 9% from $148M a quarter earlier.
Sellers outnumbered buyers: 22 funds closed out of PLUG and 19 opened new positions — a net loss of 3 holders — while 38 trimmed existing stakes and 41 added.
The largest buyer was Northern Trust, adding an estimated $6.57M. The largest seller was Union Point Advisors, exiting entirely with an estimated $3.59M sold.
- 125 institutional investors held Plug Power (PLUG) as of Q3 2014, down from 128 in Q2 2014.
- Funds reported $135M of Plug Power stock for Q3 2014, down 9% quarter-over-quarter.
- 19 funds opened new Plug Power positions in Q3 2014 and 22 closed out, a net change of -3 holders.
- The largest Plug Power buyer in Q3 2014 was Northern Trust, an estimated $6.57M added.
- The largest Plug Power seller in Q3 2014 was Union Point Advisors, an estimated $3.59M sold.
Based on aggregated 13F filings for Q3 2014.