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Plug Power
PLUG

125 hedge funds and large institutions have $135M invested in Plug Power in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 41 increasing their positions, 38 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 38

0% more call options, than puts

Call options by funds: $32M | Put options by funds: $32M

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2% less funds holding

Funds holding: 128 → 125 (-3)

9% less capital invested

Capital invested by funds: $148M → $135M (-$13.3M)

14% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 22

Holders
125
Holders Change
-3
Holders Change %
-2.34%
% of All Funds
3.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
41
Reduced
38
Closed
22
Calls
$32M
Puts
$32M
Net Calls
+$35K
Net Calls Change
-$6.3M

Top Buyers

1
Northern Trust
Northern Trust
Illinois
+$6.57M
2
GCP
GSA Capital Partners
United Kingdom
+$1.36M
3
ECM
Empire Capital Management
Connecticut
+$1.19M
4
DCM
Dialectic Capital Management
Connecticut
+$813K
5
Charles Schwab
Charles Schwab
California
+$808K

Top Sellers

1
UPA
Union Point Advisors
California
-$3.59M
2
ST
Spot Trading
Illinois
-$2.77M
3
Deutsche Bank
Deutsche Bank
Germany
-$2.65M
4
Morgan Stanley
Morgan Stanley
New York
-$1.63M
5
JP Morgan Chase
JP Morgan Chase
New York
-$1.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
Zurich Cantonal Bank
76
Zurich Cantonal Bank
Switzerland
$92K +$25.8K +5,000 +33%
PG
77
PEAK6 Group
Illinois
$82K -$910K -176,583 -91%
Prudential Financial
78
Prudential Financial
New Jersey
$81K -$33K -6,400 -27%
Creative Planning
79
Creative Planning
Kansas
$81K -$6.83K -1,325 -7%
JG
80
Jefferies Group
New York
$73K +$81.8K +15,877 New
OC
81
Oppenheimer & Co
New York
$71K +$79.9K +15,500 New
Wells Fargo
82
Wells Fargo
California
$70K -$14.5K -2,811 -16%
AIP
83
Ameritas Investment Partners
Nebraska
$69K – – –
LPL Financial
84
LPL Financial
California
$63K +$6.52K +1,264 +10%
N
85
Nuveen
North Carolina
$62K – – –
BG
86
BlackRock Group
United Kingdom
$59K +$66.8K +12,955 New
M&T Bank
87
M&T Bank
New York
$50K +$56K +10,860 New
Verition Fund Management
88
Verition Fund Management
Connecticut
$50K +$56.1K +10,878 New
GC
89
Guggenheim Capital
Illinois
$47K -$5.27K -1,023 -9%
PVH
90
Psagot Value Holdings
Israel
$45K -$1.45K -281 -3%
BNP Paribas Financial Markets
91
BNP Paribas Financial Markets
France
$42.8K +$43.7K +8,485 +1,020%
FAM
92
Fred Alger Management
New York
$33K -$454K -88,050 -92%
Teacher Retirement System of Texas
93
Teacher Retirement System of Texas
Texas
$26K +$510 +99 +2%
PNC Financial Services Group
94
PNC Financial Services Group
Pennsylvania
$25K – – –
WA
95
WealthTrust-Arizona
Arizona
$23K +$25.8K +5,000 New
LTFS
96
Ladenburg Thalmann Financial Services
Florida
$21K -$3.23K -627 -12%
BlackRock
97
BlackRock
New York
$18K – – –
BRWM
98
B. Riley Wealth Management
Tennessee
$13K – – –
RFC
99
Russell Frank Company
Washington
$10K +$11.2K +2,176 New
TDC
100
Thompson Davis & Co
Virginia
$9K – – –
2 3
4
5 6

PLUG Hedge Fund Activity: Q3 2014 in Review

125 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Plug Power (PLUG) for Q3 2014, worth a combined $135M — down 9% from $148M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of PLUG and 19 opened new positions — a net loss of 3 holders — while 38 trimmed existing stakes and 41 added.

The largest buyer was Northern Trust, adding an estimated $6.57M. The largest seller was Union Point Advisors, exiting entirely with an estimated $3.59M sold.

  • 125 institutional investors held Plug Power (PLUG) as of Q3 2014, down from 128 in Q2 2014.
  • Funds reported $135M of Plug Power stock for Q3 2014, down 9% quarter-over-quarter.
  • 19 funds opened new Plug Power positions in Q3 2014 and 22 closed out, a net change of -3 holders.
  • The largest Plug Power buyer in Q3 2014 was Northern Trust, an estimated $6.57M added.
  • The largest Plug Power seller in Q3 2014 was Union Point Advisors, an estimated $3.59M sold.

Based on aggregated 13F filings for Q3 2014.