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PIV

PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV

Delisted

PIV was delisted on the 29th of February, 2012.

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Name Holding Trade Value Shares
Change 		Change in
Stake
FAAS
26
First Allied Advisory Services
California
– -$8.8M -294,596 Closed
MML Investors Services
27
MML Investors Services
Massachusetts
– -$7.62M -255,348 Closed
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
– -$6.76M -226,581 Closed
CAG
29
Crestwood Advisors Group
Massachusetts
– -$6.26M -209,870 Closed
RJFSA
30
Raymond James Financial Services Advisors
Florida
– -$5.97M -200,092 Closed
SAM
31
Stringer Asset Management
Tennessee
– -$5.21M -174,459 Closed
HH
32
Hilltop Holdings
Texas
– -$4.91M -164,690 Closed
BI
33
Ballast Inc
Kentucky
– -$4.91M -164,513 Closed
AG
34
Advisor Group
Arizona
– -$4.34M -145,525 Closed
CAN
35
Cetera Advisor Networks
California
– -$3.98M -133,736 Closed
WDL
36
Well Done LLC
Michigan
– -$3.55M -118,874 Closed
HighTower Advisors
37
HighTower Advisors
Illinois
– -$3.34M -111,948 Closed
KIC
38
Keating Investment Counselors
Florida
– -$3M -100,655 Closed
HC
39
Henshaw Capital
Massachusetts
– -$2.98M -100,000 Closed
UCFA
40
United Capital Financial Advisors
Texas
– -$2.61M -87,397 Closed
MA
41
Montag & Associates
Georgia
– -$2.56M -85,973 Closed
AIP
42
Ahrens Investment Partners
Louisiana
– -$2.47M -82,820 Closed
LNC
43
Lincoln National Corp
Pennsylvania
– -$2.37M -79,555 Closed
CAAS
44
Capital Asset Advisory Services
Michigan
– -$2.07M -69,330 Closed
US Bancorp
45
US Bancorp
Minnesota
– -$1.97M -66,157 Closed
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
– -$1.7M -56,934 Closed
Jane Street
47
Jane Street
New York
– -$1.67M -55,864 Closed
N
48
Natixis
France
– -$1.24M -41,690 Closed
DWM
49
Doyle Wealth Management
Florida
– -$1.1M -36,905 Closed
IFWM
50
Institute for Wealth Management
Colorado
– -$1.05M -35,554 Closed
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