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PIV

PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX

Delisted

PIV was delisted on the 29th of February, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Cetera Advisors
Colorado
$370K +$370K +15,907 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$284K +$240K +10,302 +549%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$282K +$55.7K +2,393 +25%
LIM
29
Leavell Investment Management
Alabama
$233K
UBS Group
30
UBS Group
Switzerland
$231K +$231K +9,926 New
Creative Planning
31
Creative Planning
Kansas
$224K +$95.1K +4,091 +74%
TH
32
Timber Hill
Connecticut
$220K -$11.6K -500 -5%
BW
33
Bison Wealth
Georgia
$217K +$217K +9,305 New
Stifel Financial
34
Stifel Financial
Missouri
$207K +$207K +8,907 New
Bank of New York Mellon
35
Bank of New York Mellon
New York
$203K +$203K +8,699 New
NPC
36
National Planning Corporation
California
$149K +$149K +6,469 New
RIA
37
Regal Investment Advisors
Michigan
$140K +$29.2K +1,260 +26%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$133K -$15.1K -650 -10%
Deutsche Bank
39
Deutsche Bank
Germany
$61K +$61K +2,653 New
AIG
40
American International Group
New York
$58.2K
ASN
41
Advisory Services Network
Georgia
$44K +$44K +1,917 New
FCCM
42
First City Capital Management
Georgia
$22.1K +$22.1K +950 New
Citigroup
43
Citigroup
New York
$14K +$93 +4 +0.7%
SF
44
Synovus Financial
Georgia
$7K
ACM
45
Argentus Capital Management
Texas
-$553K -25,610 Closed
NFG
46
Next Financial Group
Texas
-$31K -1,446 Closed
Ameriprise
47
Ameriprise
Minnesota
-$29K -1,367 Closed
MAA
48
Managed Account Advisors
New Jersey
-$5K -234 Closed
MFS
49
MSI Financial Services
Massachusetts
-$4K -200 Closed
PFG
50
Piershale Financial Group
Illinois
-$1K -36 Closed