We are live on ! Find out more
PIPR icon

Piper Sandler
PIPR

141 hedge funds and large institutions have $449M invested in Piper Sandler in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 35 increasing their positions, 55 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more call options, than puts

Call options by funds: $186K | Put options by funds: $107K

14% more capital invested

Capital invested by funds: $394M → $449M (+$54.7M)

0.6% more ownership

Funds ownership: 285.14% → 285.75% (+0.6%)

6% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 17

1% less funds holding

Funds holding: 143 → 141 (-2)

36% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 55

Holders
141
Holders Change
-2
Holders Change %
-1.4%
% of All Funds
4.09%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
35
Reduced
55
Closed
17
Calls
$186K
Puts
$107K
Net Calls
+$79K
Net Calls Change
-$24K

Top Buyers

1
Pzena Investment Management
Pzena Investment Management
New York
+$11.6M
2
BFA
BlackRock Fund Advisors
California
+$3.02M
3
GC
Guggenheim Capital
Illinois
+$1.58M
4
MSA
Mason Street Advisors
Wisconsin
+$1.41M
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$1.31M

Top Sellers

1
Principal Financial Group
Principal Financial Group
Iowa
-$5.08M
2
GWM
Greenwich Wealth Management
Connecticut
-$4M
3
MCM
Maltese Capital Management
New York
-$3.09M
4
RA
Royce & Associates
New York
-$2.99M
5
SFM
Systematic Financial Management
New Jersey
-$1.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
GT
101
Glenmede Trust
Pennsylvania
$35K – – –
U
102
UBS
Switzerland
$32K -$1.2K -132 -4%
TRCT
103
Tower Research Capital (TRC)
New York
$30K -$51.7K -5,672 -65%
BlackRock
104
BlackRock
New York
$24K -$1.6K -176 -7%
Bank of Montreal
105
Bank of Montreal
Ontario, Canada
$23K -$106K -11,576 -83%
Teacher Retirement System of Texas
106
Teacher Retirement System of Texas
Texas
$23K -$57.2K -6,272 -73%
HCM
107
Horrell Capital Management
Arkansas
$17K – – –
LIA
108
LS Investment Advisors
Michigan
$16K – – –
BC
109
Bartlett & Co
Ohio
$12K -$3.65K -400 -24%
OIA
110
Optimum Investment Advisors
Illinois
$12K – – –
TWI
111
Thomas White International
Illinois
$12K – – –
Parallax Volatility Advisers
112
Parallax Volatility Advisers
California
$12K +$5.91K +648 +107%
BNP Paribas Financial Markets
113
BNP Paribas Financial Markets
France
$10.2K +$9.41K +1,032 New
LTFS
114
Ladenburg Thalmann Financial Services
Florida
$10K – – –
HNB
115
Huntington National Bank
Ohio
$10K +$9.01K +988 +8,233%
EFSCE
116
Enterprise Financial Services Corp (EFSC)
Missouri
$9K – – –
FMII
117
Farmers & Merchants Investments Inc
Nebraska
$8K -$36 -4 -0.5%
PMFA
118
Plante Moran Financial Advisors
Michigan
$6K – – –
WF
119
WealthTrust Fairport
Ohio
$6K – – –
WRM
120
Westport Resources Management
Connecticut
$6K – – –
FAM
121
Formidable Asset Management
Ohio
$3K -$73 -8 -2%
BFEC
122
Benjamin F. Edwards & Company
Missouri
$2K – – –
Northwestern Mutual Wealth Management
123
Northwestern Mutual Wealth Management
Wisconsin
$2K – – –
DSC
124
Duncker Streett & Co
Missouri
$2K +$729 +80 +87%
1IC
125
1919 Investment Counsel
Maryland
$1K – – –
3 4
5
6 7

PIPR Hedge Fund Activity: Q4 2013 in Review

141 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Piper Sandler (PIPR) for Q4 2013, worth a combined $449M — up 14% from $394M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of PIPR and 16 opened new positions — a net loss of 1 holder — while 55 trimmed existing stakes and 35 added.

The largest buyer was Pzena Investment Management, adding an estimated $11.6M. The largest seller was Principal Financial Group, cutting an estimated $5.08M.

  • 141 institutional investors held Piper Sandler (PIPR) as of Q4 2013, down from 143 in Q3 2013.
  • Funds reported $449M of Piper Sandler stock for Q4 2013, up 14% quarter-over-quarter.
  • 16 funds opened new Piper Sandler positions in Q4 2013 and 17 closed out, a net change of -1 holder.
  • The largest Piper Sandler buyer in Q4 2013 was Pzena Investment Management, an estimated $11.6M added.
  • The largest Piper Sandler seller in Q4 2013 was Principal Financial Group, an estimated $5.08M sold.

Based on aggregated 13F filings for Q4 2013.