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PGIM Active High Yield Bond ETF

25 hedge funds and large institutions have $86.2M invested in PGIM Active High Yield Bond ETF in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 4

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

9% more funds holding

Funds holding: 2325 (+2)

1.48% more ownership

Funds ownership: 78.98%80.46% (+1.5%)

2% more capital invested

Capital invested by funds: $84.4M → $86.2M (+$1.78M)

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
4
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Prudential Financial
1
Prudential Financial
New Jersey
$47.9M -$5.03M -150,000 -10%
OPAM
2
Ocean Park Asset Management
California
$7.82M +$2.51M +74,700 +50%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.83M +$3.17M +94,552 +93%
PA
4
PFW Advisors
Georgia
$4.49M -$202K -6,021 -4%
Osaic Holdings
5
Osaic Holdings
Arizona
$4.14M +$855K +25,471 +27%
AWM
6
Adams Wealth Management
Utah
$2.64M +$74.2K +2,211 +3%
MML Investors Services
7
MML Investors Services
Massachusetts
$2M +$882K +26,276 +84%
OIA
8
OneDigital Investment Advisors
Kansas
$1.98M -$189K -5,625 -9%
LPL Financial
9
LPL Financial
California
$1.79M -$61.2K -1,823 -3%
FCFC
10
First Citizens Financial Corp
Iowa
$1.13M +$372K +11,091 +52%
PAS
11
Park Avenue Securities
New York
$1.05M +$176K +5,237 +21%
FCG
12
Financial Connections Group
California
$817K +$14.3K +427 +2%
RC
13
Rovin Capital
Arizona
$717K +$3.73K +111 +0.5%
GSIAS
14
Garden State Investment Advisory Services
New Jersey
$678K +$120K +3,588 +23%
RJA
15
Raymond James & Associates
Florida
$487K +$470K +14,000 New
Truist Financial
16
Truist Financial
North Carolina
$461K +$444K +13,242 New
EH
17
Equitable Holdings
New York
$454K +$438K +13,050 New
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$288K +$278K +8,273 New
BWM
19
BlackDiamond Wealth Management
New York
$240K +$16.7K +499 +8%
NFSG
20
Newbridge Financial Services Group
Florida
$165K +$128K +3,800 +408%
Morgan Stanley
21
Morgan Stanley
New York
$87.3K +$84.2K +2,510 New
Fidelity Investments
22
Fidelity Investments
Massachusetts
$22.1K +$21.3K +636 New
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$18.6K +$18K +535 New
CFD
24
Creative Financial Designs
Indiana
$11.9K
GI
25
Gradient Investments
Minnesota
$3.48K +$3.36K +100 New

PHYL Hedge Fund Activity: Q4 2023 in Review

25 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in PGIM Active High Yield Bond ETF (PHYL) for Q4 2023, worth a combined $86.2M — up 2.1% from $84.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PHYL positions and 6 closed out — a net gain of 2 holders — while 12 added to existing stakes and 4 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $3.17M. The largest seller was Prudential Financial, cutting an estimated $5.03M.

  • 25 institutional investors held PGIM Active High Yield Bond ETF (PHYL) as of Q4 2023, up from 23 in Q3 2023.
  • Funds reported $86.2M of PGIM Active High Yield Bond ETF stock for Q4 2023, up 2.1% quarter-over-quarter.
  • 8 funds opened new PGIM Active High Yield Bond ETF positions in Q4 2023 and 6 closed out, a net change of +2 holders.
  • The largest PGIM Active High Yield Bond ETF buyer in Q4 2023 was Envestnet Asset Management, an estimated $3.17M added.
  • The largest PGIM Active High Yield Bond ETF seller in Q4 2023 was Prudential Financial, an estimated $5.03M sold.

Based on aggregated 13F filings for Q4 2023.