|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$1.21M
|
+$630K
|
+77,633
|
+112%
|
|
|
2
|
Wolverine Asset Management
Chicago,
Illinois
|
$808K
|
-$33.6K
|
-4,148
|
-4%
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
$526K
|
+$489K
|
+60,313
|
+1,788%
|
|
|
4
|
|
$185K
|
+$182K
|
+22,438
|
New
|
|
|
5
|
Regions Financial Corp
Birmingham,
Alabama
|
$170K
|
–
|
–
|
–
|
|
|
6
|
Segall Bryant & Hamill
Chicago,
Illinois
|
$144K
|
–
|
–
|
–
|
|
|
7
|
|
$124K
|
+$30K
|
+3,695
|
+33%
|
|
|
8
|
LPL Financial
San Diego,
California
|
$109K
|
-$12.8K
|
-1,582
|
-11%
|
|
|
9
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$101K
|
+$12.5K
|
+1,536
|
+14%
|
|
|
10
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$66K
|
+$64.9K
|
+8,000
|
New
|
|
|
11
|
Creative Planning
Overland Park,
Kansas
|
$65K
|
-$35K
|
-4,320
|
-35%
|
|
|
12
|
|
$54K
|
-$35.1K
|
-4,330
|
-40%
|
|
|
13
|
MSI Financial Services
Springfield,
Massachusetts
|
$53K
|
-$292
|
-36
|
-0.6%
|
|
|
14
|
US Bancorp
Minneapolis,
Minnesota
|
$48K
|
–
|
–
|
–
|
|
|
15
|
American International Group
New York
|
$34.9K
|
+$24.3K
|
+3,000
|
+245%
|
|
|
16
|
Trust Company of Vermont
Brattleboro,
Vermont
|
$25K
|
–
|
–
|
–
|
|
|
17
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$17K
|
+$4.05K
|
+500
|
+32%
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$14K
|
–
|
–
|
–
|
|
|
19
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$8K
|
–
|
–
|
–
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$6K
|
–
|
–
|
–
|
|
|
21
|
TFS Capital
West Chester,
Pennsylvania
|
–
|
-$148K
|
-18,893
|
Closed
|
|
|
22
|
Virtu KCG Holdings
New York
|
–
|
-$136K
|
-17,276
|
Closed
|
|
|
23
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$95K
|
-12,100
|
Closed
|
|
|
24
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$13K
|
-1,600
|
Closed
|
|
|
25
|
Windsor Capital Management
Phoenix,
Arizona
|
–
|
-$8K
|
-1,000
|
Closed
|
|
