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PGZ

Principal Real Estate Income Fund

23 hedge funds and large institutions have $10.7M invested in Principal Real Estate Income Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

0.82% more ownership

Funds ownership: 9.16%9.98% (+0.82%)

0% more funds holding

Funds holding: 2323 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

4% less capital invested

Capital invested by funds: $11.2M → $10.7M (-$486K)

Holders
23
Holders Change
Holders Change %
0%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$1.6M -$174K -10,598 -10%
First Trust Advisors
2
First Trust Advisors
Illinois
$1.45M +$467K +28,513 +46%
Wells Fargo
3
Wells Fargo
California
$1.04M +$54.3K +3,317 +5%
Ameriprise
4
Ameriprise
Minnesota
$1.02M +$14.7K +898 +1%
RCM
5
Robinson Capital Management
Michigan
$975K
Morgan Stanley
6
Morgan Stanley
New York
$601K -$36.7K -2,241 -6%
Bank of America
7
Bank of America
North Carolina
$576K +$394K +24,050 +200%
DA
8
Doliver Advisors
Texas
$515K -$18.3K -1,117 -3%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$502K +$16.9K +1,033 +3%
BTS
10
BB&T Securities
Virginia
$473K
CCP
11
Clough Capital Partners
Massachusetts
$393K -$15.6K -952 -4%
LCM
12
Laurion Capital Management
New York
$328K +$337K +20,568 New
AG
13
Advisor Group
Arizona
$304K +$182K +11,100 +139%
Invesco
14
Invesco
Georgia
$285K -$13.8K -840 -4%
SFS
15
Shaker Financial Services
Virginia
$190K -$130K -7,961 -40%
GC
16
Guggenheim Capital
Illinois
$163K +$704 +43 +0.4%
IP
17
Intellectus Partners
California
$149K +$153K +9,322 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$55K -$5.16K -315 -8%
NFG
19
Next Financial Group
Texas
$32K +$12.6K +769 +62%
US Bancorp
20
US Bancorp
Minnesota
$13K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$8K +$8.19K +500 New
BFM
22
Boothbay Fund Management
New York
$829 +$385K +23,500 New
Stifel Financial
23
Stifel Financial
Missouri
-$748K -42,431 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$3K -194 Closed
LTFS
25
Ladenburg Thalmann Financial Services
Florida
-$1K -40 Closed

PGZ Hedge Fund Activity: Q4 2016 in Review

23 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Principal Real Estate Income Fund (PGZ) for Q4 2016, worth a combined $10.7M — down 4.4% from $11.2M a quarter earlier.

Fund positioning in PGZ was balanced in Q4 2016: 4 funds opened new positions, 4 closed out, 8 added to existing stakes and 7 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $467K. The largest seller was Stifel Financial, exiting entirely with an estimated $748K sold.

  • 23 institutional investors held Principal Real Estate Income Fund (PGZ) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $10.7M of Principal Real Estate Income Fund stock for Q4 2016, down 4.4% quarter-over-quarter.
  • 4 funds opened new Principal Real Estate Income Fund positions in Q4 2016 and 4 closed out, a net change of 0 holders.
  • The largest Principal Real Estate Income Fund buyer in Q4 2016 was First Trust Advisors, an estimated $467K added.
  • The largest Principal Real Estate Income Fund seller in Q4 2016 was Stifel Financial, an estimated $748K sold.

Based on aggregated 13F filings for Q4 2016.