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Invesco Golden Dragon China ETF
PGJ

Name Holding Trade Value Shares
Change 		Change in
Stake
CS
1
Credit Suisse
Switzerland
$15.8M -$7.12M -234,000 -31%
Morgan Stanley
2
Morgan Stanley
New York
$5.14M +$1.98M +65,157 +60%
PAG
3
Private Advisor Group
New Jersey
$3.16M +$3.23M +106,305 New
IWM
4
IHT Wealth Management
Illinois
$2.93M +$106K +3,479 +4%
LPL Financial
5
LPL Financial
California
$2.49M +$2.27M +74,787 +814%
VF
6
Virtu Financial
New York
$2.26M +$2.08M +68,416 +878%
Stifel Financial
7
Stifel Financial
Missouri
$2.22M +$2.28M +74,929 New
SCM
8
Sterneck Capital Management
Missouri
$2.07M -$11.7K -383 -0.5%
RJA
9
Raymond James & Associates
Florida
$1.69M +$321K +10,560 +23%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.48M +$1.39M +45,538 +1,092%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.43M -$66.1K -2,174 -4%
UBS Group
12
UBS Group
Switzerland
$1.34M +$137K +4,488 +11%
Ameriprise
13
Ameriprise
Minnesota
$1.02M -$439K -14,417 -30%
HFM
14
Harvest Fund Management
China
$755K -$69.2K -2,274 -8%
Wells Fargo
15
Wells Fargo
California
$693K -$3.16M -104,014 -82%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$572K -$1.24M -40,911 -68%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$425K -$1.55K -51 -0.4%
TRCT
18
Tower Research Capital (TRC)
New York
$384K +$317K +10,430 +417%
LP
19
LGL Partners
Pennsylvania
$375K +$304 +10 +0.1%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$287K -$61.7K -2,027 -17%
MML Investors Services
21
MML Investors Services
Massachusetts
$268K +$9.22K +303 +3%
LFAS
22
Level Four Advisory Services
Texas
$249K +$255K +8,394 New
Bank of America
23
Bank of America
North Carolina
$225K -$6.33K -208 -3%
Simplex Trading
24
Simplex Trading
Illinois
$189K -$175K -5,739 -47%
US Bancorp
25
US Bancorp
Minnesota
$185K – – –
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