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PennyMac Financial
PFSI

Name Holding Trade Value Shares
Change 		Change in
Stake
IMC Chicago
201
IMC Chicago
Illinois
– -$2.14M -24,521 Closed
PVM
202
Palogic Value Management
Texas
– -$1.86M -21,103 Closed
KPF
203
K2 Principal Fund
Ontario, Canada
– -$1.72M -19,480 Closed
AR
204
Advisory Research
Illinois
– -$1.5M -16,952 Closed
Tudor Investment Corp
205
Tudor Investment Corp
Connecticut
– -$1.35M -15,227 Closed
Wolverine Trading
206
Wolverine Trading
Illinois
– -$1.09M -12,470 Closed
DTL
207
Dynamic Technology Lab
Singapore
– -$1.02M -11,532 Closed
State Board of Administration of Florida Retirement System
208
State Board of Administration of Florida Retirement System
Florida
– -$644K -7,283 Closed
Marshall Wace
209
Marshall Wace
United Kingdom
– -$589K -6,665 Closed
CT
210
ClearAlpha Technologies
Connecticut
– -$575K -6,511 Closed
New York Life Investment Management
211
New York Life Investment Management
New York
– -$512K -5,793 Closed
DFCM
212
Dark Forest Capital Management
Puerto Rico
– -$501K -5,672 Closed
Walleye Capital
213
Walleye Capital
New York
– -$487K -5,516 Closed
Prudential Financial
214
Prudential Financial
New Jersey
– -$460K -5,200 Closed
NFG
215
Nations Financial Group
Iowa
– -$318K -3,600 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
216
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$310K -3,513 Closed
Envestnet Asset Management
217
Envestnet Asset Management
Illinois
– -$296K -3,351 Closed
CAPTRUST Financial Advisors
218
CAPTRUST Financial Advisors
North Carolina
– -$292K -3,304 Closed
VF
219
Virtu Financial
New York
– -$253K -2,861 Closed
NRD
220
Nebula Research & Development
New York
– -$246K -2,780 Closed
Jefferies Financial Group
221
Jefferies Financial Group
New York
– -$234K -2,649 Closed
SI
222
Saxon Interests
Texas
– -$208K -2,352 Closed
WTG
223
West Tower Group
Virginia
– -$45.2K -512 Closed
UFF
224
USA Financial Formulas
Michigan
– -$25.2K -285 Closed
CG
225
Cutler Group
California
– -$22K -249 Closed
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