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Principal Financial Group
PFG

Name Holding Trade Value Shares
Change 		Change in
Stake
GP
601
Girard Partners
Pennsylvania
– -$338K -6,159 Closed
BAM
602
Blueshift Asset Management
New Jersey
– -$335K -6,086 Closed
BFM
603
Boothbay Fund Management
New York
– -$331K -6,020 Closed
MIH
604
Meitav Investment House
Israel
– -$331K -6,016 Closed
DT
605
Diversified Trust
Tennessee
– -$326K -5,928 Closed
WAM
606
Wolverine Asset Management
Illinois
– -$321K -5,837 Closed
PCMC
607
Paragon Capital Management (Colorado)
Colorado
– -$319K -5,794 Closed
SCA
608
Sage Capital Advisors
South Dakota
– -$317K -5,772 Closed
V
609
Veritable
Delaware
– -$310K -5,639 Closed
PCS
610
Personal CFO Solutions
New Jersey
– -$305K -5,592 Closed
CIM
611
Contravisory Investment Management
Massachusetts
– -$306K -5,567 Closed
AWA
612
Arete Wealth Advisors
Illinois
– -$302K -5,486 Closed
VAG
613
VisionPoint Advisory Group
Texas
– -$299K -5,442 Closed
CL
614
Choreo LLC
Illinois
– -$298K -5,420 Closed
MFG
615
Magnus Financial Group
New York
– -$292K -5,306 Closed
PA
616
Profund Advisors
Maryland
– -$290K -5,269 Closed
BIM
617
Bridges Investment Management
Nebraska
– -$283K -5,141 Closed
RIM
618
Redpoint Investment Management
Australia
– -$281K -5,112 Closed
JIC
619
Johnson Investment Counsel
Ohio
– -$280K -5,098 Closed
SC
620
Savant Capital
Illinois
– -$280K -5,089 Closed
FSA
621
Financial Sense Advisors
California
– -$275K -5,000 Closed
OC
622
Oppenheimer & Co
New York
– -$273K -4,960 Closed
NIM
623
NuWave Investment Management
New Jersey
– -$264K -4,799 Closed
SWM
624
SeaCrest Wealth Management
New York
– -$255K -4,632 Closed
QIM
625
Quest Investment Management
Oregon
– -$253K -4,600 Closed
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