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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
SC
551
Steph & Co
Wisconsin
$4K – – –
SFSIG
552
San Francisco Sentry Investment Group
California
$4K +$365 +10 +11%
PW
553
Price Wealth
Texas
$4K +$3.32K +91 New
GI
554
Gradient Investments
Minnesota
$3K -$20.6K -566 -90%
ME
555
McIlrath & Eck
Washington
$3K – – –
BBHC
556
Brown Brothers Harriman & Co
New York
$3K +$109 +3 +4%
NIM
557
NuWave Investment Management
New Jersey
$3K +$2.55K +70 New
RA
558
Rational Advisors
New York
$3K +$2.55K +70 New
CAGAS
559
Capital Advisory Group Advisory Services
Minnesota
$3K +$2.66K +73 New
AssetMark Inc
560
AssetMark Inc
California
$2K -$38.3K -1,051 -95%
EW
561
Evoke Wealth
California
$2K -$3.03K -83 -60%
GWS
562
Glassman Wealth Services
Virginia
$2K -$1.17K -32 -40%
EWA
563
Evolution Wealth Advisors
Florida
$2K +$1.68K +46 New
RWM
564
Raffa Wealth Management
District of Columbia
$1.7K +$182 +5 +14%
UFF
565
USA Financial Formulas
Michigan
$1K -$1.5K -41 -64%
RMC
566
Resources Management Corp
Connecticut
$1K -$912 -25 -50%
CWC
567
Carolinas Wealth Consulting
North Carolina
$1K +$584 +16 New
Bank Julius Baer & Co
568
Bank Julius Baer & Co
Switzerland
$1K +$985 +27 New
WIM
569
Westside Investment Management
California
$29 +$14.6K +400 +133%
GC
570
Gillson Capital
Illinois
– -$12.7M -404,047 Closed
Renaissance Technologies
571
Renaissance Technologies
New York
– -$9.43M -300,926 Closed
MSE
572
MUFG Securities EMEA
United Kingdom
– -$4.25M -135,700 Closed
MWNA
573
Marshall Wace North America
New York
– -$3.26M -104,033 Closed
PIA
574
Piedmont Investment Advisors
North Carolina
– -$2.78M -88,564 Closed
Connor, Clark & Lunn Investment Management (CC&L)
575
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$2.1M -67,000 Closed