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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
PMFA
326
Plante Moran Financial Advisors
Michigan
$27K – – –
PI
327
PineBridge Investments
New York
$23K -$844K -20,239 -97%
SJ
328
Stilwell Joseph
$23K – – –
MFS
329
MSI Financial Services
Massachusetts
$21K – – –
Carson Wealth (CWM LLC)
330
Carson Wealth (CWM LLC)
Nebraska
$20K +$19.6K +469 New
Envestnet Asset Management
331
Envestnet Asset Management
Illinois
$19K +$1.33K +32 +8%
FNBT
332
FineMark National Bank & Trust
Florida
$18K +$4.17K +100 +30%
RNS
333
Robert N. Shapiro
$15K – – –
FFC
334
First Financial Corp
Indiana
$13K – – –
OIA
335
Optimum Investment Advisors
Illinois
$13K +$12.5K +300 New
Northwestern Mutual Wealth Management
336
Northwestern Mutual Wealth Management
Wisconsin
$11K +$3.25K +78 +42%
CFA
337
Carroll Financial Associates
North Carolina
$9K – – –
CFS
338
Community Financial System
New York
$9K – – –
OSNBOA
339
Old Second National Bank of Aurora
Illinois
$9K – – –
FWM
340
Focused Wealth Management
New York
$9K +$9.17K +220 New
M
341
MOTCO
Texas
$8K – – –
Citadel Advisors
342
Citadel Advisors
Florida
$4K -$1.68M -40,334 -100%
BFEC
343
Benjamin F. Edwards & Company
Missouri
$4K – – –
QAM
344
QCI Asset Management
New York
$4K – – –
RFA
345
Reilly Financial Advisors
California
$4K – – –
WA
346
WealthTrust-Arizona
Arizona
$4K – – –
EWM
347
Evercore Wealth Management
New York
$4K +$4.29K +103 New
CAW
348
Cornerstone Advisors (Washington)
Washington
$1K – – –
ACM
349
Aviance Capital Management
Florida
$1K +$500 +12 New
NRECA
350
National Rural Electric Cooperative Association
Virginia
– -$7.64M -204,074 Closed