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PFG.PRB

PRINCIPAL FINANCIAL GRP INC 6.518% SER B NON-CUM PERP PFD

Delisted

PFG.PRB was delisted on the 13th of May, 2015.

2 hedge funds and large institutions have $433K invested in PRINCIPAL FINANCIAL GRP INC 6.518% SER B NON-CUM PERP PFD in 2014 Q3 according to their latest regulatory filings, with funds opening new positions, increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% less funds holding

Funds holding: 32 (-1)

75% less capital invested

Capital invested by funds: $1.75M → $433K (-$1.32M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
2
Holders Change
-1
Holders Change %
-33.33%
% of All Funds
0.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
1
Closed
1
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

No buyers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
MCC
1
Mid Continent Capital
Illinois
$405K -$76.5K -2,990 -16%
Ameriprise
2
Ameriprise
Minnesota
$28K
CPP
3
Crow Point Partners
Massachusetts
-$1.24M -50,000 Closed

PFG.PRB Hedge Fund Activity: Q3 2014 in Review

2 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in PRINCIPAL FINANCIAL GRP INC 6.518% SER B NON-CUM PERP PFD (PFG.PRB) for Q3 2014, worth a combined $433K — down 75% from $1.75M a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of PFG.PRB and 0 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 0 added.

The largest seller was Crow Point Partners, exiting entirely with an estimated $1.24M sold.

  • 2 institutional investors held PRINCIPAL FINANCIAL GRP INC 6.518% SER B NON-CUM PERP PFD (PFG.PRB) as of Q3 2014, down from 3 in Q2 2014.
  • Funds reported $433K of PRINCIPAL FINANCIAL GRP INC 6.518% SER B NON-CUM PERP PFD stock for Q3 2014, down 75% quarter-over-quarter.
  • 0 funds opened new PRINCIPAL FINANCIAL GRP INC 6.518% SER B NON-CUM PERP PFD positions in Q3 2014 and 1 closed out, a net change of -1 holder.
  • The largest PRINCIPAL FINANCIAL GRP INC 6.518% SER B NON-CUM PERP PFD seller in Q3 2014 was Crow Point Partners, an estimated $1.24M sold.

Based on aggregated 13F filings for Q3 2014.