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PEO

Adams Natural Resources Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MC
51
Moors & Cabot
Massachusetts
$330K
Pathstone Holdings
52
Pathstone Holdings
New Jersey
$322K +$296K +14,514 New
FSI
53
Flow State Investments
Illinois
$318K -$20K -978 -6%
SWM
54
SeaCrest Wealth Management
New York
$318K
CAN
55
Cetera Advisor Networks
California
$291K +$20 +1 +0%
NP
56
NorthRock Partners
Minnesota
$262K -$69.8K -3,419 -22%
LSC
57
Logan Stone Capital
Illinois
$256K +$236K +11,538 New
CWM
58
Compass Wealth Management
Connecticut
$254K
Vanguard Capital Wealth Advisors
59
Vanguard Capital Wealth Advisors
Colorado
$244K -$40.8K -1,997 -15%
Osaic Holdings
60
Osaic Holdings
Arizona
$242K -$11.6K -568 -5%
Creative Planning
61
Creative Planning
Kansas
$210K +$193K +9,458 New
VFPW
62
Vantage Financial Partners (Wisconsin)
Wisconsin
$201K +$185K +9,062 New
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$139K
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$118K
LWCFA
65
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$109K -$51.2K -2,505 -34%
JP Morgan Chase
66
JP Morgan Chase
New York
$87.4K -$74.5K -3,650 -48%
VWM
67
Venturi Wealth Management
Texas
$57.6K
Carson Wealth (CWM LLC)
68
Carson Wealth (CWM LLC)
Nebraska
$52K
EWA
69
EverSource Wealth Advisors
Alabama
$47.1K
ZA
70
Zazove Associates
Nevada
$42K
HNB
71
Hilltop National Bank
Wyoming
$39.1K +$36K +1,762 New
GWM
72
Geneos Wealth Management
Colorado
$35.2K
SFFS
73
Stonehage Fleming Financial Services
Jersey
$33.6K +$34.7K +1,698 New
Comerica Bank
74
Comerica Bank
Texas
$31.2K +$531 +26 +2%
NS
75
NBC Securities
Alabama
$24K