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PEO

Adams Natural Resources Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
51
Osaic Holdings
Arizona
$266K -$77.5K -3,955 -23%
JFGIW
52
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$254K +$50.9K +2,599 +26%
CWM
53
Compass Wealth Management
Connecticut
$229K +$224K +11,446 New
TW
54
Transform Wealth
Colorado
$215K
CAN
55
Cetera Advisor Networks
California
$202K +$197K +10,065 New
LWCFA
56
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$169K
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$166K
Fifth Third Bancorp
58
Fifth Third Bancorp
Ohio
$120K
Carson Wealth (CWM LLC)
59
Carson Wealth (CWM LLC)
Nebraska
$47K
EWA
60
EverSource Wealth Advisors
Alabama
$42.4K
GWM
61
Geneos Wealth Management
Colorado
$31.8K
CFD
62
Creative Financial Designs
Indiana
$20.8K
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$18.8K
AA
64
Ancora Advisors
Ohio
$17.5K
VWM
65
Venturi Wealth Management
Texas
$17.4K
Simplex Trading
66
Simplex Trading
Illinois
$15K +$10.4K +533 +236%
PFBT
67
Parkside Financial Bank & Trust
Missouri
$14.2K -$32K -1,632 -70%
Bessemer Group
68
Bessemer Group
New Jersey
$11K +$1.35K +69 +14%
IPW
69
Impact Partnership Wealth
Georgia
$10.7K +$10.4K +533 New
CAS
70
Coppell Advisory Solutions
Texas
$6.58K +$6.49K +331 New
NA
71
NewEdge Advisors
Louisiana
$3.66K +$20 +1 +0.5%
EC
72
Elequin Capital
New York
$3.62K -$313K -15,947 -99%
FWM
73
Focused Wealth Management
New York
$94 +$20 +1 +25%
Adage Capital Partners
74
Adage Capital Partners
Massachusetts
-$11.6M -586,043 Closed
Walleye Capital
75
Walleye Capital
New York
-$1.21M -61,279 Closed