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PDX

PIMCO Dynamic Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$185M +$18.7M +731,721 +11%
IC
2
IEQ Capital
California
$51.3M +$53.5M +2,089,726 New
RCM
3
Rivernorth Capital Management
Florida
$42.5M -$6.08M -237,707 -12%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$40.3M +$3.8M +148,469 +10%
PAIM
5
Punch & Associates Investment Management
Minnesota
$30.8M -$486K -19,012 -1%
Cohen & Steers
6
Cohen & Steers
New York
$30M +$1.41M +55,000 +5%
UBS Group
7
UBS Group
Switzerland
$26.5M +$1.2M +46,711 +5%
WJWM
8
Williams Jones Wealth Management
New York
$25.7M -$849K -33,175 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$21.4M -$3.31M -129,500 -13%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$20.1M +$2.55M +99,650 +14%
Wells Fargo
11
Wells Fargo
California
$19M +$9.83M +384,168 +98%
Morgan Stanley
12
Morgan Stanley
New York
$18.3M -$2.42M -94,648 -11%
Stifel Financial
13
Stifel Financial
Missouri
$12.8M +$195K +7,620 +1%
Bank of America
14
Bank of America
North Carolina
$11.7M +$1.18M +45,997 +11%
HCM
15
Hollencrest Capital Management
California
$11.4M +$3.45M +134,868 +41%
AAM
16
Advisors Asset Management
Colorado
$10.8M +$1.69M +65,961 +18%
COLIM
17
City of London Investment Management
United Kingdom
$7.63M +$7.95M +310,878 New
CL
18
Choreo LLC
Illinois
$5.04M +$242K +9,459 +5%
Kovitz Investment Group Partners
19
Kovitz Investment Group Partners
Illinois
$4.99M +$208K +8,143 +4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$4.58M +$939K +36,687 +24%
Pathstone Holdings
21
Pathstone Holdings
New Jersey
$3.45M -$4.46M -174,291 -55%
TCA
22
Transcend Capital Advisors
New Jersey
$1.94M -$4.43K -173 -0.2%
SMC
23
Smith, Moore & Co
Missouri
$1.91M +$15.7K +614 +0.8%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.57M +$424K +16,557 +35%
Osaic Holdings
25
Osaic Holdings
Arizona
$1.4M +$116K +4,550 +9%