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PIMCO Dynamic Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
51
LPL Financial
California
$368K -$17.3K -693 -5%
RIA
52
Regal Investment Advisors
Michigan
$355K – – –
Oppenheimer & Co
53
Oppenheimer & Co
New York
$311K – – –
Allworth Financial
54
Allworth Financial
California
$290K – – –
HH
55
Hilltop Holdings
Texas
$289K -$12.5K -500 -4%
Spire Wealth Management
56
Spire Wealth Management
Virginia
$264K +$54.2K +2,170 +27%
MAI Capital Management
57
MAI Capital Management
Ohio
$261K +$250K +10,000 New
Commonwealth Equity Services
58
Commonwealth Equity Services
Massachusetts
$253K -$51.6K -2,066 -18%
TC
59
TownSquare Capital
Utah
$235K – – –
WSWA
60
Warren Street Wealth Advisors
California
$235K – – –
EW
61
Evoke Wealth
California
$234K +$2.52K +101 +1%
Baird Financial Group
62
Baird Financial Group
Wisconsin
$233K +$223K +8,930 New
IFG Advisory
63
IFG Advisory
Georgia
$223K +$213K +8,550 New
Sapient Capital
64
Sapient Capital
Indiana
$220K +$207K +8,272 New
CG
65
Cynosure Group
Utah
$210K +$200K +8,027 New
CF
66
Convergence Financial
Missouri
$203K +$194K +7,753 New
CCG
67
Catalina Capital Group
California
$203K +$194K +7,752 New
Steward Partners Investment Advisory
68
Steward Partners Investment Advisory
New York
$187K – – –
Ancora Advisors
69
Ancora Advisors
Ohio
$131K – – –
VHAM
70
Van Hulzen Asset Management
California
$118K +$112K +4,500 New
FP
71
Financial Perspectives
Minnesota
$84.7K +$80.9K +3,240 New
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
$83.2K +$63.9K +2,560 +410%
VC
73
Vestor Capital
Illinois
$65K – – –
NewEdge Advisors
74
NewEdge Advisors
Louisiana
$55.7K +$549 +22 +1%
CA
75
Continuum Advisory
Idaho
$26.1K +$25K +1,000 New