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John Hancock Premium Dividend Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RIA
51
Regal Investment Advisors
Michigan
$54K – – –
TJHA
52
Thomas J. Herzfeld Advisors
Florida
$51K +$277 +22 +0.5%
Ladenburg Thalmann Financial Services
53
Ladenburg Thalmann Financial Services
Florida
$35K +$553 +44 +2%
Ameriprise
54
Ameriprise
Minnesota
$30K +$12.6K +1,000 New
MSI Financial Services
55
MSI Financial Services
Massachusetts
$25K – – –
PSI
56
Pinnacle Summer Investments
Virginia
$15K -$5.03K -400 -24%
TCI Wealth Advisors
57
TCI Wealth Advisors
Arizona
$12K – – –
RFA
58
Reilly Financial Advisors
California
$12K +$12.6K +1,000 New
Deutsche Bank
59
Deutsche Bank
Germany
$7K -$128K -10,159 -94%
Creative Planning
60
Creative Planning
Kansas
$6K -$7.92K -630 -56%
AIA
61
Alerus Investment Advisors
Minnesota
$5K – – –
CFA
62
Carroll Financial Associates
North Carolina
$5K – – –
WRM
63
Westport Resources Management
Connecticut
$4K – – –
Raymond James Financial Services Advisors
64
Raymond James Financial Services Advisors
Florida
– -$752K -56,745 Closed
Stifel Nicolaus & Co
65
Stifel Nicolaus & Co
Missouri
– -$621K -46,834 Closed
WSCM
66
Wellington Shields Capital Management
New York
– -$336K -25,344 Closed
Farmers & Merchants Investments Inc
67
Farmers & Merchants Investments Inc
Nebraska
– -$204K -15,380 Closed
Cetera Advisor Networks
68
Cetera Advisor Networks
California
– -$203K -15,247 Closed
APU
69
Alpine Partners USVI
U.S. Virgin Islands
– -$178K -13,436 Closed
KFS
70
KMS Financial Services
Washington
– -$143K -10,800 Closed
PWPCM
71
Perella Weinberg Partners Capital Management
New York
– -$143K -10,759 Closed
BRWA
72
B. Riley Wealth Advisors
Florida
– -$137K -10,317 Closed
Fifth Third Bancorp
73
Fifth Third Bancorp
Ohio
– -$100K -7,561 Closed
MUFG Americas
74
MUFG Americas
New York
– -$37K -2,758 Closed
WC
75
Whitnell & Co
Illinois
– -$1K -52 Closed