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Innovator US Equity Power Buffer ETF December
PDEC

56 hedge funds and large institutions have $63.6M invested in Innovator US Equity Power Buffer ETF December in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.23% more ownership

Funds ownership: 52.92% → 57.14% (+4.2%)

15% less funds holding

Funds holding: 66 → 56 (-10)

22% less capital invested

Capital invested by funds: $81.4M → $63.6M (-$17.8M)

44% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 18

67% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 12

Holders
56
Holders Change
-10
Holders Change %
-15.15%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
18
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Soltis Investment Advisors
Utah
+$2.75M
2
PCM
Penserra Capital Management
California
+$870K
3
TWM
Tradition Wealth Management
Minnesota
+$639K
4
AIC
Archer Investment Corporation
Indiana
+$614K
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$412K

Top Sellers

1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$7.25M
2
WP
WealthPLAN Partners
Nebraska
-$2.39M
3
AllianceBernstein
AllianceBernstein
Tennessee
-$2.15M
4
HighTower Advisors
HighTower Advisors
Illinois
-$1.71M
5
CG
Caprock Group
Idaho
-$1.66M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$8.14M +$412K +13,436 +5%
PCM
2
Penserra Capital Management
California
$5.4M +$870K +28,346 +19%
Osaic Holdings
3
Osaic Holdings
Arizona
$4.92M -$692K -22,553 -12%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$4.17M +$209K +6,802 +5%
TWM
5
Tradition Wealth Management
Minnesota
$3.55M +$639K +20,830 +21%
LNC
6
Lincoln National Corp
Pennsylvania
$2.77M – – –
SIA
7
Soltis Investment Advisors
Utah
$2.76M +$2.75M +89,634 New
CA
8
Corrado Advisors
New Jersey
$2.54M -$73.3K -2,388 -3%
BA
9
Bellwether Advisors
Nebraska
$2.45M +$201K +6,544 +9%
WSTAM
10
Wilbanks Smith & Thomas Asset Management
Virginia
$2.21M – – –
RIS
11
Retirement Income Solutions
Michigan
$1.86M – – –
GCP
12
Gill Capital Partners
Colorado
$1.76M +$79.5K +2,590 +5%
CAG
13
Compass Advisory Group
New York
$1.62M – – –
AllianceBernstein
14
AllianceBernstein
Tennessee
$1.62M -$2.15M -69,921 -57%
OWA
15
Outlook Wealth Advisors
Texas
$1.57M -$31.7K -1,034 -2%
BPA
16
Beacon Pointe Advisors
California
$1.47M -$375K -12,211 -20%
OMC
17
Old Mission Capital
Illinois
$1.34M -$1.2M -39,246 -47%
AWM
18
AE Wealth Management
Kansas
$1.3M +$36.2K +1,181 +3%
KAS
19
Kestra Advisory Services
Texas
$1.07M -$549K -17,875 -34%
HighTower Advisors
20
HighTower Advisors
Illinois
$992K -$1.71M -55,587 -63%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$973K -$264K -8,593 -21%
ICG
22
InterOcean Capital Group
Tennessee
$946K – – –
CAN
23
Cetera Advisor Networks
California
$666K -$234K -7,614 -26%
AIC
24
Archer Investment Corporation
Indiana
$615K +$614K +20,000 New
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$570K -$225K -7,321 -28%
1
2 3

PDEC Hedge Fund Activity: Q3 2021 in Review

56 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF December (PDEC) for Q3 2021, worth a combined $63.6M — down 22% from $81.4M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PDEC and 4 opened new positions — a net loss of 8 holders — while 18 trimmed existing stakes and 10 added.

The largest buyer was Soltis Investment Advisors, opening a new position worth an estimated $2.75M. The largest seller was Janney Montgomery Scott, cutting an estimated $7.25M.

  • 56 institutional investors held Innovator US Equity Power Buffer ETF December (PDEC) as of Q3 2021, down from 66 in Q2 2021.
  • Funds reported $63.6M of Innovator US Equity Power Buffer ETF December stock for Q3 2021, down 22% quarter-over-quarter.
  • 4 funds opened new Innovator US Equity Power Buffer ETF December positions in Q3 2021 and 12 closed out, a net change of -8 holders.
  • The largest Innovator US Equity Power Buffer ETF December buyer in Q3 2021 was Soltis Investment Advisors, an estimated $2.75M added.
  • The largest Innovator US Equity Power Buffer ETF December seller in Q3 2021 was Janney Montgomery Scott, an estimated $7.25M sold.

Based on aggregated 13F filings for Q3 2021.