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Innovator US Equity Power Buffer ETF December
PDEC

138 hedge funds and large institutions have $452M invested in Innovator US Equity Power Buffer ETF December in 2023 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 62 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.69% more ownership

Funds ownership: 72.84% → 75.53% (+2.7%)

7% less funds holding

Funds holding: 149 → 138 (-11)

12% less capital invested

Capital invested by funds: $516M → $452M (-$64M)

59% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 17

67% less funds holding in top 10

Funds holding in top 10: 6 → 2 (-4)

68% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 62

Holders
138
Holders Change
-11
Holders Change %
-7.38%
% of All Funds
2.19%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
7
Increased
20
Reduced
62
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Soltis Investment Advisors
Utah
+$3.53M
2
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$2.42M
3
PCM
Penserra Capital Management
California
+$2.38M
4
FIA
Foundations Investment Advisors
Arizona
+$2.35M
5
Citadel Advisors
Citadel Advisors
Florida
+$2.06M

Top Sellers

Rank Fund Capital Flow
1
CAG
Compass Advisory Group
New York
-$14.1M
2
BCM
Brookstone Capital Management
Illinois
-$9.84M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$6.66M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$5.99M
5
GSIS
Global Strategic Investment Solutions
Arizona
-$4.45M
Name Holding Trade Value Shares
Change 		Change in
Stake
CPIG
101
Chicago Partners Investment Group
Illinois
$338K -$176K -5,287 -33%
Corient Private Wealth
102
Corient Private Wealth
Florida
$336K -$171K -5,111 -33%
IWC
103
Integrated Wealth Concepts
Massachusetts
$329K – – –
FFN
104
Focus Financial Network
Minnesota
$321K – – –
W
105
WPWealth
Texas
$315K – – –
ICG
106
InterOcean Capital Group
Tennessee
$308K -$66.7K -2,000 -17%
VA
107
Valmark Advisers
Ohio
$308K – – –
DI
108
Diligent Investors
California
$302K – – –
XF
109
XML Financial
Maryland
$301K +$2.64K +79 +0.9%
TWP
110
TFO Wealth Partners
Ohio
$290K – – –
HI
111
Harbour Investments
Wisconsin
$282K – – –
MA
112
Mutual Advisors
Nebraska
$278K +$28K +838 +11%
BRWA
113
B. Riley Wealth Advisors
Florida
$268K – – –
BAM
114
Belpointe Asset Management
Nevada
$265K -$165K -4,943 -38%
AWS
115
Atria Wealth Solutions
New York
$227K -$434 -13 -0.2%
BFC
116
Bedel Financial Consulting
Indiana
$219K – – –
FFG
117
Frisch Financial Group
New York
$214K -$45.6K -1,367 -17%
QCG
118
Quadrant Capital Group
Ohio
$212K +$219K +6,559 New
LFAS
119
Level Four Advisory Services
Texas
$202K – – –
CNWM
120
Clay Northam Wealth Management
California
$201K – – –
CIA
121
Cape Investment Advisory
Georgia
$194K -$10K -300 -5%
Carson Wealth (CWM LLC)
122
Carson Wealth (CWM LLC)
Nebraska
$161K – – –
Royal Bank of Canada
123
Royal Bank of Canada
Ontario, Canada
$148K +$15.3K +458 +11%
AIC
124
Archer Investment Corporation
Indiana
$133K – – –
SWM
125
Spire Wealth Management
Virginia
$123K – – –
3 4
5
6 7

PDEC Hedge Fund Activity: Q3 2023 in Review

138 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF December (PDEC) for Q3 2023, worth a combined $452M — down 12% from $516M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of PDEC and 7 opened new positions — a net loss of 10 holders — while 62 trimmed existing stakes and 20 added.

The largest buyer was Soltis Investment Advisors, opening a new position worth an estimated $3.53M. The largest seller was Compass Advisory Group, cutting an estimated $14.1M.

  • 138 institutional investors held Innovator US Equity Power Buffer ETF December (PDEC) as of Q3 2023, down from 149 in Q2 2023.
  • Funds reported $452M of Innovator US Equity Power Buffer ETF December stock for Q3 2023, down 12% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Power Buffer ETF December positions in Q3 2023 and 17 closed out, a net change of -10 holders.
  • The largest Innovator US Equity Power Buffer ETF December buyer in Q3 2023 was Soltis Investment Advisors, an estimated $3.53M added.
  • The largest Innovator US Equity Power Buffer ETF December seller in Q3 2023 was Compass Advisory Group, an estimated $14.1M sold.

Based on aggregated 13F filings for Q3 2023.