|
1
|
|
$5.57M
|
-$337K
|
-55,124
|
-12%
|
|
|
2
|
Castle Creek Arbitrage
Avon,
Colorado
|
$1.66M
|
-$236K
|
-38,680
|
-11%
|
|
|
3
|
Ionic Capital Management
New York
|
$1.26M
|
+$93.6K
|
+15,316
|
+7%
|
|
|
4
|
|
$1.13M
|
-$195K
|
-31,912
|
-13%
|
|
|
5
|
Cartenna Capital
Stamford,
Connecticut
|
$1.12M
|
+$400K
|
+65,500
|
+43%
|
|
|
6
|
|
$1.03M
|
–
|
–
|
–
|
|
|
7
|
Aperture Investors
New York
|
$1.01M
|
–
|
–
|
–
|
|
|
8
|
CVI Holdings
Wilmington,
Delaware
|
$935K
|
+$252K
|
+41,170
|
+29%
|
|
|
9
|
1492 Capital Management
Milwaukee,
Wisconsin
|
$804K
|
-$2.35K
|
-384
|
-0.2%
|
|
|
10
|
OTA Financial Group
Purchase,
New York
|
$307K
|
+$366K
|
+59,914
|
New
|
|
|
11
|
Cruiser Capital Advisors
Stamford,
Connecticut
|
$256K
|
–
|
–
|
–
|
|
|
12
|
Boothbay Fund Management
New York
|
$241K
|
-$6.92K
|
-1,132
|
-6%
|
|
|
13
|
Private Advisor Group
Morristown,
New Jersey
|
$200K
|
+$239K
|
+39,064
|
New
|
|
|
14
|
Murchinson
Toronto,
Ontario, Canada
|
$187K
|
-$13.8K
|
-2,264
|
-6%
|
|
|
15
|
Osaic Holdings
Scottsdale,
Arizona
|
$51K
|
–
|
–
|
–
|
|
|
16
|
Verition Fund Management
Greenwich,
Connecticut
|
$51K
|
–
|
–
|
–
|
|
|
17
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$17K
|
–
|
–
|
–
|
|
|
18
|
Ancora Advisors
Cleveland,
Ohio
|
$5K
|
+$5.54K
|
+907
|
New
|
|
|
19
|
Zazove Associates
Incline Village,
Nevada
|
$2K
|
-$781K
|
-127,838
|
-100%
|
|
|
20
|
Wells Fargo
San Francisco,
California
|
$1K
|
–
|
–
|
–
|
|
|
21
|
Altium Capital Management
New York
|
–
|
-$1.6M
|
-130,875
|
Closed
|
|
|
22
|
UBS Group
Zurich,
Switzerland
|
–
|
-$9K
|
-722
|
Closed
|
|
|
23
|
|
–
|
-$1K
|
-60
|
Closed
|
|
