|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$4.65M
|
-$306K
|
-19,512
|
-6%
|
|
|
2
|
|
$3.61M
|
+$142K
|
+9,043
|
+4%
|
|
|
3
|
LPL Financial
San Diego,
California
|
$2.2M
|
-$413K
|
-26,365
|
-16%
|
|
|
4
|
|
$1.08M
|
+$2.98K
|
+190
|
+0.3%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$795K
|
-$759K
|
-48,421
|
-49%
|
|
|
6
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$465K
|
+$78.9K
|
+5,035
|
+20%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$406K
|
+$16
|
+1
|
+0%
|
|
|
8
|
San Francisco Sentry Investment Group
San Francisco,
California
|
$374K
|
–
|
–
|
–
|
|
|
9
|
|
$370K
|
–
|
–
|
–
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$253K
|
+$14.8K
|
+947
|
+6%
|
|
|
11
|
Hollencrest Capital Management
Newport Beach,
California
|
$233K
|
–
|
–
|
–
|
|
|
12
|
Granite Investment Partners
El Segundo,
California
|
$188K
|
–
|
–
|
–
|
|
|
13
|
Neumann Capital Management
Foster City,
California
|
$155K
|
–
|
–
|
–
|
|
|
14
|
American International Group
New York
|
$140K
|
+$126K
|
+8,010
|
+785%
|
|
|
15
|
D.A. Davidson & Co
Great Falls,
Montana
|
$55K
|
+$125
|
+8
|
+0.2%
|
|
|
16
|
Integrated Wealth Counsel
Carmel,
California
|
$54K
|
+$54.8K
|
+3,500
|
New
|
|
|
17
|
Apriem Advisors
Irvine,
California
|
$37K
|
–
|
–
|
–
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$27K
|
–
|
–
|
–
|
|
|
19
|
Creative Planning
Overland Park,
Kansas
|
$17K
|
–
|
–
|
–
|
|
|
20
|
City National Bank
Beverly Hills,
Delaware
|
–
|
-$286K
|
-18,274
|
Closed
|
|
|
21
|
National Planning Corporation
El Segundo,
California
|
–
|
-$68.8K
|
-4,325
|
Closed
|
|
