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Pembina Pipeline

Name Holding Trade Value Shares
Change
Change in
Stake
CS
126
Credential Securities
$850K +$106K +3,631 +15%
Cambridge Investment Research Advisors
127
Cambridge Investment Research Advisors
Iowa
$827K +$26.8K +917 +3%
ARTA
128
A.R.T. Advisors
New York
$816K +$786K +26,928 New
DWM
129
Dorchester Wealth Management
Quebec, Canada
$812K – – –
CIC
130
Carnegie Investment Counsel
Ohio
$803K -$108K -3,692 -12%
NIM
131
Nexus Investment Management
Ontario, Canada
$785K – – –
AFP
132
Ausdal Financial Partners
Iowa
$775K -$27.7K -950 -4%
GC
133
Guggenheim Capital
Illinois
$774K -$234K -8,033 -24%
MJP
134
Michael J. Puzo
$754K -$43.8K -1,500 -6%
Korea Investment Corp
135
Korea Investment Corp
South Korea
$747K +$409K +14,000 +131%
NME
136
Notis-McConarty Edward
$741K -$58.4K -2,000 -8%
DL
137
Delta Lloyd
Netherlands
$723K – – –
Axa
138
Axa
France
$719K -$28.2K -966 -4%
LCM
139
Lucas Capital Management
New Jersey
$718K -$174K -5,950 -20%
CCB
140
Cutter & Co Brokerage
Missouri
$677K -$34.3K -1,176 -5%
VKH
141
Virtu KCG Holdings
New York
$652K +$628K +21,501 New
D.E. Shaw & Co
142
D.E. Shaw & Co
New York
$639K -$11.4M -389,667 -95%
Stifel Financial
143
Stifel Financial
Missouri
$603K +$108K +3,716 +23%
LPL Financial
144
LPL Financial
California
$591K -$609K -20,850 -52%
Fifth Third Bancorp
145
Fifth Third Bancorp
Ohio
$572K +$152K +5,212 +38%
FIM
146
Friedberg Investment Management
Texas
$539K +$519K +17,770 New
DMIC
147
Dixon Mitchell Investment Counsel
British Columbia, Canada
$525K +$70.1K +2,400 +16%
CSS
148
Cubist Systematic Strategies
Connecticut
$524K +$278K +9,515 +123%
RJA
149
Raymond James & Associates
Florida
$516K +$4.99K +171 +1%
CA
150
Commerzbank Aktiengesellschaft
Germany
$485K +$27.1K +930 +6%