A.R.T. Advisors’s Pembina Pipeline PBA Stock Holding History

A.R.T. Advisors’s Portfolio PBA Stock Details PBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-17,785	Closed	-$659K	–	1619
2019 Q3	$659K	Sell	17,785 -9,200	-34%	-$341K	0.03%	743
2019 Q2	$1M	Sell	26,985 -1,000	-4%	-$36.4K	0.06%	465
2019 Q1	$1.03M	Buy	+27,985	New	+$991K	0.06%	469
2018 Q3	–	Sell	-24,100	Closed	-$833K	–	1624
2018 Q2	$833K	Buy	+24,100	New	+$805K	0.03%	717
2017 Q4	–	Sell	-26,600	Closed	-$933K	–	1590
2017 Q3	$933K	Buy	+26,600	New	+$887K	0.05%	570
2017 Q2	–	Sell	-12,800	Closed	-$405K	–	1644
2017 Q1	$405K	Buy	+12,800	New	+$407K	0.02%	886
2016 Q3	–	Sell	-26,928	Closed	-$816K	–	1031
2016 Q2	$816K	Buy	+26,928	New	+$786K	0.04%	624
2015 Q3	–	Sell	-57,603	Closed	-$1.86M	–	1529
2015 Q2	$1.86M	Buy	57,603 +13,963	+32%	+$467K	0.06%	479
2015 Q1	$1.38M	Buy	+43,640	New	+$1.4M	0.05%	539
2014 Q4	–	Sell	-19,244	Closed	-$810K	–	1589
2014 Q3	$810K	Buy	19,244 +7,322	+61%	+$323K	0.04%	578
2014 Q2	$512K	Buy	11,922 +3,762	+46%	+$151K	0.03%	765
2014 Q1	$310K	Buy	8,160 +2,400	+42%	+$84.7K	0.02%	971
2013 Q4	$202K	Sell	5,760 -13,364	-70%	-$439K	0.01%	1124
2013 Q3	$633K	Sell	19,124 -6,800	-26%	-$214K	0.03%	674
2013 Q2	$793K	Buy	+25,924	New	+$828K	0.03%	710

Other funds holding PBA

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Bank of Montreal

Bank of Montreal Toronto, Ontario, Canada $245B AUM 31.4% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

1832 Asset Management

1832 Asset Management Toronto, Ontario, Canada $75.5B AUM 35.56% 1-Year Est. Return

Jarislowsky, Fraser Ltd Montreal, Quebec, Canada $18.2B AUM 22.04% 1-Year Est. Return

Fidelity International

Fidelity International Hamilton, Bermuda $129B AUM 30.83% 1-Year Est. Return

Caisse de Depot et Placement du Quebec (CDPQ)

Caisse de Depot et Placement du Quebec (CDPQ) Montreal, Quebec, Canada $62.4B AUM 23.7% 1-Year Est. Return

Harvest Fund Advisors Wayne, Pennsylvania $4.87B AUM 49.03% 1-Year Est. Return

Mackenzie Financial

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Bank of Nova Scotia

Bank of Nova Scotia Toronto, Ontario, Canada $57.1B AUM 35.3% 1-Year Est. Return