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Oracle Corp Preferred Stock Series D
ORCL.PRD

Name Holding Trade Value Shares
Change
Change in
Stake
NBC Securities
126
NBC Securities
Alabama
$21.8K +$26K +484 New
Global Retirement Partners
127
Global Retirement Partners
California
$8.63K +$10.3K +192 New
UMB Bank
128
UMB Bank
Missouri
$6.25K +$7.47K +139 New
Institute for Wealth Management
129
Institute for Wealth Management
Colorado
$1.57K +$1.88K +35 New
Lazard Asset Management
130
Lazard Asset Management
New York
$1.57K – – –
Keating Financial Advisory Services
131
Keating Financial Advisory Services
Kansas
$989 +$1.18K +22 New
Fifth Third Bancorp
132
Fifth Third Bancorp
Ohio
$854 -$215 -4 -17%
Balyasny Asset Management
133
Balyasny Asset Management
Illinois
– -$122M -2,700,000 Closed
Parallax Volatility Advisers
134
Parallax Volatility Advisers
California
– -$46.9M -1,042,038 Closed
Ghisallo Capital Management
135
Ghisallo Capital Management
Massachusetts
– -$20.6M -450,000 Closed
Hudson Bay Capital Management
136
Hudson Bay Capital Management
Connecticut
– -$10.8M -235,000 Closed
TPG GP A
137
TPG GP A
Texas
– -$10.3M -225,000 Closed
Weiss Asset Management
138
Weiss Asset Management
Massachusetts
– -$9.18M -200,000 Closed
JP Morgan Chase
139
JP Morgan Chase
New York
– -$8.61M -191,254 Closed
Alberta Investment Management Corp (AIMCo)
140
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$6.75M -150,000 Closed
Daiwa Securities Group
141
Daiwa Securities Group
Japan
– -$6.88M -150,000 Closed
Davidson Kempner Capital Management
142
Davidson Kempner Capital Management
New York
– -$5.71M -125,000 Closed
Empyrean Capital Partners
143
Empyrean Capital Partners
California
– -$4.5M -100,000 Closed
HBK Investments
144
HBK Investments
Texas
– -$4.58M -100,000 Closed
Monashee Investment Management
145
Monashee Investment Management
Massachusetts
– -$4.5M -100,000 Closed
OMERS Administration Corp
146
OMERS Administration Corp
Ontario, Canada
– -$4.5M -100,000 Closed
Tudor Investment Corp
147
Tudor Investment Corp
Connecticut
– -$4.58M -100,000 Closed
Punch & Associates Investment Management
148
Punch & Associates Investment Management
Minnesota
– -$3.76M -83,465 Closed
Absolute Investment Advisers
149
Absolute Investment Advisers
Florida
– -$2.73M -60,677 Closed
Jefferies Financial Group
150
Jefferies Financial Group
New York
– -$1.46M -32,353 Closed