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Oportun Financial

Name Holding Trade Value Shares
Change
Change in
Stake
TWA
101
TCI Wealth Advisors
Arizona
$4K +$4.72K +283 New
GWM
102
Geneos Wealth Management
Colorado
$3K – – –
FF
103
FourThought Financial
Florida
$2K – – –
PNC Financial Services Group
104
PNC Financial Services Group
Pennsylvania
$2K – – –
LC
105
Lindbrook Capital
California
$2K +$2.22K +133 New
SPIA
106
Steward Partners Investment Advisory
New York
$2K +$2.57K +154 New
IA
107
IFP Advisors
Florida
$1K +$800 +48 New
GRP
108
Global Retirement Partners
California
$1K +$1.42K +85 New
HF
109
HRT Financial
New York
– -$360K -17,818 Closed
T. Rowe Price Associates
110
T. Rowe Price Associates
Maryland
– -$354K -17,472 Closed
ECM
111
ExodusPoint Capital Management
New York
– -$234K -11,556 Closed
Manulife (Manufacturers Life Insurance)
112
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$233K -11,482 Closed
SG Americas Securities
113
SG Americas Securities
New York
– -$118K -5,843 Closed
CFGS
114
Concourse Financial Group Securities
Alabama
– -$49.7K -2,980 Closed
DWA
115
Dorsey Wright & Associates
California
– -$43K -2,113 Closed
PHK
116
Point72 Hong Kong
Hong Kong
– -$22K -1,111 Closed
Schroder Investment Management Group
117
Schroder Investment Management Group
United Kingdom
– -$20K -973 Closed
FHA
118
First Horizon Advisors
Tennessee
– -$4K -212 Closed
PA
119
Parallel Advisors
California
– +$117 +7 New
QCG
120
Quadrant Capital Group
Ohio
– +$183 +11 New
BFEC
121
Benjamin F. Edwards & Company
Missouri
– +$367 +22 New