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Oportun Financial

Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
76
CIBC Private Wealth Group
Georgia
$47 +$72 +20 New
PWAM
77
Park West Asset Management
California
– -$2.21M -565,235 Closed
Walleye Capital
78
Walleye Capital
New York
– -$457K -116,860 Closed
JF
79
Jump Financial
Illinois
– -$432K -110,411 Closed
Cerity Partners
80
Cerity Partners
New York
– -$371K -94,872 Closed
HF
81
HRT Financial
New York
– -$140K -35,860 Closed
D.E. Shaw & Co
82
D.E. Shaw & Co
New York
– -$135K -34,547 Closed
DTL
83
Dynamic Technology Lab
Singapore
– -$66K -16,997 Closed
YIH
84
Y-Intercept (HK)
Hong Kong
– -$41.7K -10,658 Closed
SOW
85
State of Wyoming
Wyoming
– -$41K -10,488 Closed
SSA
86
Schonfeld Strategic Advisors
New York
– -$40.7K -10,407 Closed
Bank of New York Mellon
87
Bank of New York Mellon
New York
– -$40.2K -10,277 Closed
SG Americas Securities
88
SG Americas Securities
New York
– -$40K -10,198 Closed
Kayne Anderson Rudnick Investment Management
89
Kayne Anderson Rudnick Investment Management
California
– -$18.2K -4,650 Closed
EWA
90
EverSource Wealth Advisors
Alabama
– -$352 -90 Closed
Fifth Third Bancorp
91
Fifth Third Bancorp
Ohio
– -$172 -44 Closed
GI
92
Gradient Investments
Minnesota
– -$70 -18 Closed
FFA
93
Farther Finance Advisors
California
– -$8 -2 Closed