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OPP.RT

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Rights (expiring October 1, 2020)
OPP.RT

Delisted

OPP.RT was delisted on the 30th of September, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UFM
1
Ursa Fund Management
California
$1.18M +$1.71K +85,724 New
RJFSA
2
Raymond James Financial Services Advisors
Florida
$1K +$313 +15,744 New
RJA
3
Raymond James & Associates
Florida
$1K +$989 +49,696 New
PAIM
4
Punch & Associates Investment Management
Minnesota
$1K +$15.2K +763,961 New
TFS
5
TrustCore Financial Services
Tennessee
– +$4 +201 New
PAM
6
Panagora Asset Management
Massachusetts
– +$12 +597 New
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
– +$12 +600 New
FMP
8
Financial Management Professionals
Texas
– +$20 +1,002 New
AssetMark Inc
9
AssetMark Inc
California
– +$126 +6,319 New
Rockefeller Capital Management
10
Rockefeller Capital Management
New York
– +$129 +6,501 New
AWM
11
AE Wealth Management
Kansas
– +$316 +15,885 New
YCM
12
Yakira Capital Management
Connecticut
– +$343 +17,250 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
– +$434 +21,795 New
Osaic Holdings
14
Osaic Holdings
Arizona
– +$459 +23,052 New
FG
15
Fiduciary Group
Georgia
– +$521 +26,184 New
ICM
16
Ionic Capital Management
New York
– +$736 +37,000 New
Morgan Stanley
17
Morgan Stanley
New York
– +$749 +37,659 New
Truist Financial
18
Truist Financial
North Carolina
– +$769 +38,661 New
Wells Fargo
19
Wells Fargo
California
– +$777 +39,028 New
CL
20
CSS LLC
Illinois
– +$1.14K +57,480 New
Bank of America
21
Bank of America
North Carolina
– +$1.28K +64,341 New
Stifel Financial
22
Stifel Financial
Missouri
– +$2.33K +116,965 New
CA
23
Cetera Advisors
Colorado
– +$2.6K +130,494 New
Citadel Advisors
24
Citadel Advisors
Florida
– +$3.33K +167,161 New
UBS Group
25
UBS Group
Switzerland
– +$6.41K +322,077 New