|
1
|
Stonepine Capital Management
Bend,
Oregon
|
$4.18M
|
+$249K
|
+20,574
|
+7%
|
|
|
2
|
Fondren Management
Houston,
Texas
|
$2.88M
|
+$1.67M
|
+138,312
|
+175%
|
|
|
3
|
Vanguard Group
Malvern,
Pennsylvania
|
$1.65M
|
–
|
–
|
–
|
|
|
4
|
Northern Trust
Chicago,
Illinois
|
$569K
|
–
|
–
|
–
|
|
|
5
|
|
$297K
|
+$247K
|
+20,377
|
+1,000%
|
|
|
6
|
|
$276K
|
+$122K
|
+10,045
|
+93%
|
|
|
7
|
Granite Investment Partners
El Segundo,
California
|
$191K
|
-$154K
|
-12,690
|
-47%
|
|
|
8
|
Advisor Group
Phoenix,
Arizona
|
$61K
|
+$10.9K
|
+900
|
+24%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$50K
|
–
|
–
|
–
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$16K
|
+$14.5K
|
+1,200
|
New
|
|
|
11
|
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
|
$12.3K
|
–
|
–
|
–
|
|
|
12
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$7K
|
-$1.21K
|
-100
|
-15%
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
$6K
|
–
|
–
|
–
|
|
|
14
|
Lindbrook Capital
Calabasas,
California
|
$6K
|
–
|
–
|
–
|
|
|
15
|
American Research & Management Company
Marion,
Massachusetts
|
$4K
|
–
|
–
|
–
|
|
|
16
|
Broadfin Capital
New York
|
–
|
-$1.12M
|
-85,484
|
Closed
|
|
|
17
|
Granite Point Capital Management
Boston,
Massachusetts
|
–
|
-$761K
|
-58,000
|
Closed
|
|
|
18
|
Essex Investment Management
Boston,
Massachusetts
|
–
|
-$302K
|
-22,987
|
Closed
|
|
|
19
|
Spark Investment Management
New York
|
–
|
-$198K
|
-15,100
|
Closed
|
|
|
20
|
Prelude Capital Management
New York
|
–
|
-$151K
|
-11,533
|
Closed
|
|
|
21
|
UBS Group
Zurich,
Switzerland
|
–
|
-$30K
|
-2,235
|
Closed
|
|
|
22
|
Independence Bank of Kentucky
Owensboro,
Kentucky
|
–
|
-$1K
|
-100
|
Closed
|
|
|
23
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$1K
|
-76
|
Closed
|
|
