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Global X Adaptive US Risk Management ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CAN
1
Cetera Advisor Networks
California
$7.23M +$240K +8,599 +4%
LPL Financial
2
LPL Financial
California
$3.64M -$9.04K -324 -0.3%
GS
3
GTS Securities
Florida
$513K +$486K +17,427 New
PA
4
PFG Advisors
Arizona
$494K +$166K +5,953 +55%
Bank of America
5
Bank of America
North Carolina
$254K -$282K -10,099 -54%
GWM
6
Geneos Wealth Management
Colorado
$64.2K +$60.8K +2,179 New
Osaic Holdings
7
Osaic Holdings
Arizona
$5.71K
UBS Group
8
UBS Group
Switzerland
$1.06K -$45.5K -1,631 -98%
ACA
9
Aptus Capital Advisors
Alabama
-$10.3K -378 Closed