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Ocular Therapeutix

141 hedge funds and large institutions have $445M invested in Ocular Therapeutix in 2021 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 49 increasing their positions, 48 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

99% more call options, than puts

Call options by funds: $19M | Put options by funds: $9.56M

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

2% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 48

5.24% less ownership

Funds ownership: 63.4%58.16% (-5.2%)

5% less funds holding

Funds holding: 149141 (-8)

30% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 23

35% less capital invested

Capital invested by funds: $685M → $445M (-$239M)

Holders
141
Holders Change
-8
Holders Change %
-5.37%
% of All Funds
2.47%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
16
Increased
49
Reduced
48
Closed
23
Calls
$19M
Puts
$9.56M
Net Calls
+$9.48M
Net Calls Change
-$3.85M
Name Holding Trade Value Shares
Change
Change in
Stake
OM
1
Opaleye Management
Massachusetts
$64.8M
SR
2
Summer Road
Florida
$56.2M
BlackRock
3
BlackRock
New York
$49.7M -$84.8K -7,554 -0.2%
Vanguard Group
4
Vanguard Group
Pennsylvania
$36.8M +$178K +15,884 +0.4%
DAM
5
Deltec Asset Management
New York
$21.5M -$202K -18,000 -0.8%
State Street
6
State Street
Massachusetts
$16.7M -$735K -65,422 -4%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$13.1M +$83.5K +7,436 +0.6%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$11.4M -$714K -63,592 -5%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$10.8M -$1.24M -110,800 -9%
Two Sigma Investments
10
Two Sigma Investments
New York
$8.95M -$1.58M -140,645 -14%
EA
11
Emerald Advisers
Pennsylvania
$8.5M -$4.2M -373,900 -31%
KSCM
12
Kamunting Street Capital Management
Florida
$7.92M +$1.89M +168,223 +27%
RCM
13
RA Capital Management
Massachusetts
$7.5M
AAA
14
Affinity Asset Advisors
New York
$7.5M +$5.62M +500,000 +200%
Northern Trust
15
Northern Trust
Illinois
$7.46M -$496K -44,121 -6%
KCM
16
Kornitzer Capital Management
Kansas
$6.78M +$1.32M +117,295 +21%
Morgan Stanley
17
Morgan Stanley
New York
$6.49M +$1.76M +156,948 +32%
IC
18
IEQ Capital
California
$6.29M +$550 +49 +0%
ECM
19
Endurant Capital Management
California
$6.1M +$443K +39,431 +7%
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$5.67M -$1.35M -120,078 -17%
ACM
21
Altium Capital Management
New York
$5.56M +$3.37M +299,848 +117%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$4.32M +$4.85M +432,100 New
EMFAT
23
Emerald Mutual Fund Advisers Trust
Pennsylvania
$3.76M -$10.6M -942,931 -72%
RCMNY
24
Rubric Capital Management (New York)
New York
$3.55M -$20.2M -1,801,814 -84%
N
25
Nuveen
North Carolina
$3.47M +$762K +67,812 +26%

OCUL Hedge Fund Activity: Q3 2021 in Review

141 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Ocular Therapeutix (OCUL) for Q3 2021, worth a combined $445M — down 35% from $685M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of OCUL and 16 opened new positions — a net loss of 7 holders — while 48 trimmed existing stakes and 49 added.

The largest buyer was Affinity Asset Advisors, adding an estimated $5.62M. The largest seller was Rubric Capital Management (New York), cutting an estimated $20.2M.

  • 141 institutional investors held Ocular Therapeutix (OCUL) as of Q3 2021, down from 149 in Q2 2021.
  • Funds reported $445M of Ocular Therapeutix stock for Q3 2021, down 35% quarter-over-quarter.
  • 16 funds opened new Ocular Therapeutix positions in Q3 2021 and 23 closed out, a net change of -7 holders.
  • The largest Ocular Therapeutix buyer in Q3 2021 was Affinity Asset Advisors, an estimated $5.62M added.
  • The largest Ocular Therapeutix seller in Q3 2021 was Rubric Capital Management (New York), an estimated $20.2M sold.

Based on aggregated 13F filings for Q3 2021.