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OCTU

AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$4.92M +$1.6M +62,991 +46%
AIMU
2
Allianz Investment Management US
Minnesota
$4.15M -$636K -25,000 -13%
RA
3
RFG Advisory
Alabama
$3.27M +$3.38M +132,810 New
SI
4
Stephens Inc
Arkansas
$2.91M +$43.1K +1,694 +1%
OIA
5
OneDigital Investment Advisors
Kansas
$2.78M +$1.01M +39,808 +55%
CWS
6
Cypress Wealth Services
California
$750K
CF
7
Centaurus Financial
California
$713K +$736K +28,932 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$551K +$569K +22,366 New
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$390K +$60.2K +2,368 +18%
WAM
10
Worth Asset Management
Texas
$358K +$370K +14,539 New
AAP
11
Arax Advisory Partners
Colorado
$332K +$342K +13,454 New
Citadel Advisors
12
Citadel Advisors
Florida
$296K +$36.4K +1,432 +14%
SC
13
Savant Capital
Illinois
$250K -$247K -9,718 -49%
BWM
14
BCGM Wealth Management
Indiana
$228K
CW
15
CreativeOne Wealth
Kansas
$215K
JP Morgan Chase
16
JP Morgan Chase
New York
$158K +$163K +6,429 New
Barclays
17
Barclays
United Kingdom
$140K +$144K +5,661 New
HI
18
Harbour Investments
Wisconsin
$127K
UBS Group
19
UBS Group
Switzerland
$4.93K +$5.08K +200 New
AWM
20
AE Wealth Management
Kansas
$2.76K +$2.85K +112 New
UFF
21
USA Financial Formulas
Michigan
$1.21K +$1.25K +49 New
OMC
22
Old Mission Capital
Illinois
-$612K -24,183 Closed
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
-$391K -15,429 Closed
GFG
24
Grantvest Financial Group
New Jersey
-$232K -9,160 Closed
NIA
25
NBZ Investment Advisors
Tennessee
-$4.68K -185 Closed